1. Name and Address of Reporting Person
*
CAGP IV General Partner, L.P.
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2. Issuer Name
and
Ticker or Trading Symbol
CHINA AGRITECH INC
[
CAGC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
C/O THE CARLYLE GROUP, 1001 PENNSYLVANIA AVE. NW, STE 220 SOUTH
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3. Date of Earliest Transaction
(MM/DD/YYYY)
6/23/2010
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(Street)
WASHINGTON, DC 20004-2505
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Explanation of Responses:
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(
1)
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Carlyle Offshore Partners II, Limited is the Class B member of DBD Cayman, Ltd., which is the general partner of TCG Holdings Cayman II, L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the sole shareholder of CAGP IV Ltd., which is the general partner of CAGP IV General Partner, L.P., which is the general partner of each of Carlyle Asia Growth Partners IV, L.P. and CAGP IV Co-Investment, L.P., which are the record holders of the shares of the issuer's common stock provided above.
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(
2)
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Carlyle Asia Growth Partners IV, L.P., a Cayman Islands exempted limited partnership, is the record holder of 4,263,123 shares of common stock of the issuer, and CAGP IV Co-Investment, L.P., a Cayman Islands exempted limited partnership, is the record holder of 379,437 shares of common stock of the issuer. Each of CAGP IV Ltd., TC Group Cayman Investment Holdings, L.P., TCG Holdings Cayman II, L.P., DBD Cayman, Ltd., and Carlyle Offshore Partners II, Limited may, by virtue of being the owner or general partner, as the case may be, of CAGP IV General Partner, L.P., CAGP IV Ltd., TC Group Cayman Investment Holdings, L.P., TCG Holdings Cayman II, L.P., and DBD Cayman, Ltd., respectively, be deemed to have voting control and investment discretion over the securities held by Carlyle Asia Growth Partners IV, L.P. and CAGP IV Co-Investment, L.P. (Continued in Footnote 3)
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(
3)
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CAGP IV Ltd., TC Group Cayman Investment Holdings, L.P., TCG Holdings Cayman II, L.P., DBD Cayman, Ltd., and Carlyle Offshore Partners II, Limited each disclaims beneficial ownership of such securities and this statement shall not be deemed an admission that such person is the beneficial owner of, or has any pecuniary interest in, such securities for any purpose. (Continued in Footnote 4)
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(
4)
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William E. Conway, Jr., Daniel A. D'Aniello, David Rubenstein, David Pearson, and Curt Buser are the directors of CAGP IV Ltd. and, in such capacity, may be deemed to share beneficial ownership of the shares of common stock of the issuer beneficially owned by CAGP IV Ltd. Such individuals, in their capacities as directors, expressly disclaim any such beneficial ownership. (Continued in Footnote 5)
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(
5)
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William E. Conway, Jr., Daniel A. D'Aniello, and David Rubenstein are the Class A members as well as the directors of DBD Cayman, Ltd. and, in such capacities, may be deemed to share beneficial ownership of the shares of common stock of the issuer beneficially owned by DBD Cayman, Ltd. The Class A members control DBD Cayman, Ltd. based on a majority vote. Such individuals, in their capacities as Class A members and as directors, expressly disclaim any such beneficial ownership. (Continued in Footnote 6)
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(
6)
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Pursuant to an agreement between DBD Cayman, Ltd. and its Class B member, Carlyle Offshore Partners II, Limited, voting power over the shares of common stock of the issuer is held by Carlyle Offshore Partners II, Limited. Carlyle Offshore Partners II, Limited has 13 members, with no member controlling more than 7.7% of the vote, consisting of William Conway, Jr., David Rubenstein, Daniel D'Aniello, Peter Clare, Robert Grady, Allan Holt, Bruce Rosenblum, Glenn Youngkin, Jean Millet, Adam Palmer, Daniel Akerson, Robert Stuckey, and Peter Nachtwey. The officers of Carlyle Offshore Partners II consist of Allan Holt, Bruce Rosenblum, Frank Carlucci, Glenn Youngkin, Jean Millet, Peter Clare, Robert Grady, William Conway, Jr., David Rubenstein, and Daniel D'Aniello, each of the members and directors disclaims beneficial ownership of the shares of common stock of the issuer.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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CAGP IV General Partner, L.P.
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVE. NW, STE 220 SOUTH
WASHINGTON, DC 20004-2505
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X
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CARLYLE OFFSHORE PARTNERS II LTD
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVE. NW, STE 220 SOUTH
WASHINGTON, DC 20004-2505
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X
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DBD Cayman, Ltd.
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVE. NW, STE 220 SOUTH
WASHINGTON, DC 20004-2505
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X
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TCG HOLDINGS CAYMAN II, L.P.
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVE. NW, STE 220 SOUTH
WASHINGTON, DC 20004-2505
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X
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TC Group Cayman Investment Holdings, L.P.
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVE. NW, STE 220 SOUTH
WASHINGTON, DC 20004-2505
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X
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CAGP IV Ltd.
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVE. NW, STE 220 SOUTH
WASHINGTON, DC 20004-2505
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X
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CARLYLE ASIA GROWTH PARTNERS IV LP
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVE. NW, STE 220 SOUTH
WASHINGTON, DC 20004-2505
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X
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CAGP IV Co-Investment, L.P.
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVE. NW, STE 220 SOUTH
WASHINGTON, DC 20004-2505
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X
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