Provide the following information regarding the aggregate number and percentage of the class of securities of
the issuer identified in Item 1.
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(a)
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Amount beneficially owned: See Item 9 of the cover pages.
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(b)
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Percent of class: See Item 11 of the cover pages.
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(c)
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the vote: See Item 5 of the cover pages.
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(ii)
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Shared power to vote or to direct the vote: See Item 6 of the cover pages.
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(iii)
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Sole power to dispose or to direct the disposition of: See Item 7 of the cover
pages.
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(iv)
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Shared power to dispose or to direct the disposition of: See Item 8 of the cover
pages.
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On April 16, 2019, reporting person SW Chrysalis, LLC distributed all of its 1,500,000 Common Shares of
the Issuer to its members pro rata in proportion to their respective membership interests in SW Chrysalis, LLC, including 632,475 Common Shares of the Issuer to reporting person Kimberly L. Sagartz and 617,625 Common Shares of the Issuer to
reporting person John E. Sagartz.
As a result of such distribution, reporting person SW Chrysalis, LLC no longer owns any Common Shares
of the Issuer, reporting person Kimberly L. Sagartz is the direct beneficial owner of 632,475 Common Shares of the Issuer, and reporting person John E. Sagartz, who previously owned 3,900 Common Shares of the Issuer, is the direct beneficial owner
of 621,525 Common Shares of the Issuer.
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ITEM 5:
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased
to be the beneficial owner of more than five percent of the class of securities check the following box: ☒
The box in
this Item 5 is checked only with respect to reporting person SW Chrysalis, LLC, which no longer owns any Common Shares of the Issuer. The box in this Item 5 is not checked with respect to (a) reporting person Kimberly L. Sagartz, whose 632,475
Common Shares is 6.17% of the 10,290,011 total outstanding Common Shares of the Issuer as of February 9, 2019, as disclosed in the Issuers Quarterly Report on Form
10-Q
filed on February 14,
2019, as disclosed in the Issuers Quarterly Report on Form
10-Q
filed on February 14, 2019, or (b) reporting person John E. Sagartz, whose 621,525 Common Shares is 6.04% of the 10,290,011 total
outstanding Common Shares of the Issuer as of February 9, 2019, as disclosed in the Issuers Quarterly Report on Form
10-Q
filed on February 14, 2019, as disclosed in the Issuers Quarterly
Report on Form
10-Q
filed on February 14, 2019.
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ITEM 6:
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Ownership of More than Five Percent on Behalf of Another Person.
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N/A
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ITEM 7:
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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N/A