- Statement of Changes in Beneficial Ownership (4)
February 17 2011 - 8:08PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
REDPOINT VENTURES I LP
|
2. Issuer Name
and
Ticker or Trading Symbol
BigBand Networks, Inc.
[
BBND
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O REDPOINT VENTURES, 3000 SAND HILL ROAD, SUITE 290
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
2/15/2011
|
(Street)
MENLO PARK, CA 94025
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
2/15/2011
|
|
S
|
|
24400
|
D
|
$2.74
(1)
|
147700
|
I
|
By Broadband Fund, L.P.
|
Common Stock
|
2/16/2011
|
|
S
|
|
20800
|
D
|
$2.68
(2)
|
126900
|
I
|
By Broadband Fund, L.P.
|
Common Stock
|
2/17/2011
|
|
S
|
|
53000
|
D
|
$2.67
(3)
|
73900
|
I
|
By Broadband Fund, L.P.
|
Common Stock
|
|
|
|
|
|
|
|
887613
|
I
|
By Redpoint Technology Partners Q-I, L.P.
|
Common Stock
|
|
|
|
|
|
|
|
141831
|
I
|
By Redpoint Technology Partners A-I, L.P.
|
Common Stock
|
|
|
|
|
|
|
|
8984679
|
I
|
By Redpoint Ventures I, L.P.
|
Common Stock
|
|
|
|
|
|
|
|
283824
|
I
|
By Redpoint Associates I, LLC
|
Common Stock
|
|
|
|
|
|
|
|
2307624
|
I
|
By Redpoint Omega, L.P.
|
Common Stock
|
|
|
|
|
|
|
|
65255
|
I
|
By Redpoint Omega Associates, LLC
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Explanation of Responses:
|
(
1)
|
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $2.70 to $2.80 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
|
(
2)
|
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $2.66 to $2.70 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
|
(
3)
|
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $2.61 to $2.71 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
REDPOINT VENTURES I LP
C/O REDPOINT VENTURES
3000 SAND HILL ROAD, SUITE 290
MENLO PARK, CA 94025
|
|
X
|
|
|
REDPOINT TECHNOLOGY PARTNERS Q 1 LP
C/O REDPOINT VENTURES
3000 SAND HILL ROAD, SUITE 290
MENLO PARK, CA 94025
|
|
X
|
|
|
REDPOINT TECHNOLOGY PARTNERS A 1 LP
C/O REDPOINT VENTURES
3000 SAND HILL ROAD, SUITE 290
MENLO PARK, CA 94025
|
|
X
|
|
|
Broadband Fund, L.P.
C/O REDPOINT VENTURES
3000 SAND HILL ROAD, SUITE 290
MENLO PARK, CA 94025
|
|
X
|
|
|
REDPOINT ASSOCIATES I LLC
C/O REDPOINT VENTURES
3000 SAND HILL ROAD, SUITE 290
MENLO PARK, CA 94025
|
|
X
|
|
|
Redpoint Omega L P
C/O REDPOINT VENTURES
3000 SAND HILL ROAD, SUITE 290
MENLO PARK, CA 94025
|
|
X
|
|
|
Redpoint Omega Associates, LLC
C/O REDPOINT VENTURES
3000 SAND HILL ROAD, SUITE 290
MENLO PARK, CA 94025
|
|
X
|
|
|
BBF Management, LLC
C/O REDPOINT VENTURES
3000 SAND HILL ROAD, SUITE 290
MENLO PARK, CA 94025
|
|
X
|
|
|
Redpoint Omega, LLC
C/O REDPOINT VENTURES
3000 SAND HILL ROAD, SUITE 290
MENLO PARK, CA 94025
|
|
X
|
|
|
Redpoint Ventures I, LLC
C/O REDPOINT VENTURES
3000 SAND HILL ROAD, SUITE 290
MENLO PARK, CA 94025
|
|
X
|
|
|
Signatures
|
/s/ Geoffrey Y. Yang as a Manager of BBF Management, LLC which serves as the General Partner of Broadband Fund, L.P.
|
|
2/17/2011
|
**
Signature of Reporting Person
|
Date
|
/s/ Geoffrey Y. Yang as a Manager of Redpoint Ventures I, LLC which serves as the General Partner of Redpoint Ventures I, L.P.
|
|
2/17/2011
|
**
Signature of Reporting Person
|
Date
|
/s/ Geoffrey Y. Yang as a Manager of Redpoint Ventures I, LLC which serves as the General Partner of Redpoint Technology Ventures Q-I, L.P.
|
|
2/17/2011
|
**
Signature of Reporting Person
|
Date
|
/s/ Geoffrey Y. Yang as a Manager of Redpoint Ventures I, LLC which serves as the General Partner of Redpoint Technology Ventures A-I, L.P.
|
|
2/17/2011
|
**
Signature of Reporting Person
|
Date
|
/s/ Geoffrey Y. Yang as a Manager of Redpoint Associates I, LLC
|
|
2/17/2011
|
**
Signature of Reporting Person
|
Date
|
/s/ Geoffrey Y. Yang as a Manager of Redpoint Omega, LLC which serves as the General Partner of Redpoing Omega, L.P.
|
|
2/17/2011
|
**
Signature of Reporting Person
|
Date
|
/s/ Geoffrey Y. Yang as a Manager of Redpoint Omega Associates, LLC
|
|
2/17/2011
|
**
Signature of Reporting Person
|
Date
|
/s/ Geoffrey Y. Yang as a Manager of BBF Management, LLC
|
|
2/17/2011
|
**
Signature of Reporting Person
|
Date
|
/s/ Geoffrey Y. Yang as a Manager of Redpoint Ventures I, LLC
|
|
2/17/2011
|
**
Signature of Reporting Person
|
Date
|
/s/ Geoffrey Y. Yang as a Manager of Redpoint Omega, LLC
|
|
2/17/2011
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Bigband Networks (MM) (NASDAQ:BBND)
Historical Stock Chart
From Jun 2024 to Jul 2024
Bigband Networks (MM) (NASDAQ:BBND)
Historical Stock Chart
From Jul 2023 to Jul 2024