Statement of Changes in Beneficial Ownership (4)
February 18 2021 - 06:09PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
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OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
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Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
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1. Name
and Address of Reporting Person * KIM JAMES J |
2. Issuer Name and Ticker or Trading
Symbol AMKOR TECHNOLOGY, INC. [ AMKR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director __X__
10% Owner
_____ Officer (give title
below) __X__
Other (specify below)
Exhibit 99.1 |
(Last)
(First)
(Middle)
C/O SIANA CARR O'CONNOR & LYNAM,, 1500 EAST LANCASTER
AVENUE, |
3. Date of Earliest Transaction (MM/DD/YYYY)
2/11/2021
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(Street)
PAOLI, PA 19301-9713
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
2/11/2021 |
|
A |
|
10893 (1) |
A |
$0.00 |
1725770 |
D |
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Common Stock |
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|
|
|
|
|
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49594980 (2) |
I |
By Self as GP |
Common Stock |
|
|
|
|
|
|
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6417888 (2) |
I |
By Self as Trustee |
Common Stock |
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|
|
|
|
|
|
23 (3) |
I |
By Spouse |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
These are Time-Vested
Restricted Stock Units which were granted on February 11, 2021 and
vest in four equal annual installments; 25% on each anniversary of
the grant date. |
(2) |
The reporting person
disclaims beneficial ownership of the shares reported on this Form
4 as owned indirectly by the reporting person as the general
partner of a partnership that holds such shares or the trustee of
trusts that hold such shares except to the extent of the reporting
person's pecuniary interest therein, and this report shall not be
deemed an admission that the reporting person is the beneficial
owner of such securities, except to the extent of the reporting
person's pecuniary interest therein, for purposes of Section 16 of
the Securities Exchange Act of 1934, as amended, or for any other
purpose. |
(3) |
Agnes C. Kim is the spouse
of the reporting person. The reporting person disclaims beneficial
ownership of these securities, except to the extent of the
reporting person's pecuniary interest therein, and this report
shall not be deemed an admission that the reporting person is the
beneficial owner of such securities, except to the extent of the
reporting person's pecuniary interest therein, for purposes of
Section 16 of the Securities Exchange Act of 1934, as amended, or
for any other purpose. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
KIM JAMES J
C/O SIANA CARR O'CONNOR & LYNAM,
1500 EAST LANCASTER AVENUE,
PAOLI, PA 19301-9713 |
X |
X |
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Exhibit 99.1 |
Signatures
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Mark N. Rogers, Attorney-in-Fact for James J.
Kim |
|
2/18/2021 |
**Signature of Reporting
Person |
Date |