Current Report Filing (8-k)
June 14 2022 - 4:01PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): June 8, 2022
ADVENT TECHNOLOGIES HOLDINGS, INC.
(Exact name of registrant as specified in its charter)
Delaware
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001-38742
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83-0982969
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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200 Clarendon Street
Boston, MA 02116
(Address of principal executive offices, including zip code)
Registrant’s telephone number, including area code: (617) 655-6000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, par value $0.0001 per share
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ADN
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The Nasdaq Capital Market
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Warrants to purchase one share of common stock, each at an exercise price of $11.50 |
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ADNWW |
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The Nasdaq Capital Market
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any
new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 |
Submission of Matters to a Vote of Security Holders.
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Advent Technologies Holdings, Inc. (the “Company”) held its annual meeting of stockholders on June 8, 2022. For more information about the proposals set forth below, please
see the Company’s definitive Proxy Statement filed with the Securities and Exchange Commission on April 26, 2022. As of April 13, 2022, the record date of the annual meeting, there were 51,253,591 shares of common stock were issued and outstanding
and 26,943,114 shares of common stock were present in person or by proxy at the annual meeting. The final voting results on each of the matters submitted to a vote of stockholders were as follows:
Proposal No. 1: To re-elect Lawrence Epstein and to elect Wayne Threatt as Class II
directors of the Board of Directors. Each of the two nominees listed below has been elected to serve on the Board of Directors of the Company as Class II directors with terms expiring at the 2025 annual meeting of the Company’s stockholders or
until his successor is duly elected and qualified in accordance with our second amended and restated certificate of incorporation and amended and restated bylaws, or his earlier death, resignation or removal. The voting results were as follows:
Director Nominee
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Votes For
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Votes Withheld
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Broker Non-Votes
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Lawrence Epstein
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19,443,832
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4,456,470
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3,042,812
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Wayne Threatt
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19,480,877
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4,419,425
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3,042,812
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Proposal No. 2: To ratify the appointment of Ernst & Young
(Hellas) Certified Auditors Accountants S.A. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. Approval of the proposal required the affirmative vote of a majority of all votes cast at the
meeting. Abstentions had no effect on the result of the vote. The proposal was approved by a vote of stockholders as follows:
Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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26,778,429
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157,324
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7,361
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N/A
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, hereunto duly authorized.
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ADVENT TECHNOLOGIES HOLDINGS, INC.
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By:
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/s/ James F. Coffey
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Dated: June 14, 2022
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Name:
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James F. Coffey
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Title:
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Chief Operating Officer and General Counsel
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