Statement of Changes in Beneficial Ownership (4)
June 19 2019 - 5:29PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Weber David M
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2. Issuer Name
and
Ticker or Trading Symbol
ABIOMED INC
[
ABMD
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chief Operating Officer
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(Last)
(First)
(Middle)
C/O ABIOMED, INC., 22 CHERRY HILL DRIVE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
6/15/2019
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(Street)
DANVERS, MA 01923
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, $.01 par value
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6/15/2019
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F
(5)
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20533
(5)
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D
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$250.96
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128738
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D
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Common Stock, $.01 par value
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15497
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I
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By Trust
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Stock Option (Right to Buy)
(2)
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$23.15
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5/14/2014
(1)
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5/14/2023
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Common Stock
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0
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13000
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D
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Stock Option (Right to Buy)
(2)
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$21.55
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5/14/2015
(3)
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5/14/2024
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Common Stock
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0
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15000
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D
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Stock Option (right to buy)
(2)
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$66.25
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5/13/2016
(3)
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5/13/2025
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Common Stock
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0
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10000
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D
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Stock Option (right to buy)
(4)
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$99.62
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5/24/2017
(3)
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5/24/2026
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Common Stock
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0
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7000
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D
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Stock Option (right to buy)
(4)
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$134.51
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5/15/2018
(3)
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5/15/2027
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Common Stock
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0
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8000
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D
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Stock Option (right to buy)
(4)
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$381.97
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5/16/2019
(3)
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5/16/2028
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Common Stock
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0
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6500
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D
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Stock Option (Right to Buy)
(4)
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$266.39
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5/30/2020
(3)
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5/30/2029
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Common Stock
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0
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6000
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D
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Explanation of Responses:
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(1)
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This option becomes exercisable in annual 25% increments, commencing on the date shown in Table II, Column 6.
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(2)
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Grant to reporting person of option to buy the number of shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2008 Stock Incentive Plan.
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(3)
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These options become exercisable in annual 33-1/3% increments, commencing on the date shown in Table II, Column 6.
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(4)
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Grant to reporting person of option to buy the number of shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2015 Omnibus Incentive Plan.
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(5)
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Transaction represents shares of common stock withheld solely for the payment of withholding tax liability associated with the vesting of awards of restricted stock units in accordance with the time periods set forth in such awards.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Weber David M
C/O ABIOMED, INC.
22 CHERRY HILL DRIVE
DANVERS, MA 01923
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Chief Operating Officer
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Signatures
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/s/ Ian W. McLeod (by power of attorney)
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6/19/2019
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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