Statement of Changes in Beneficial Ownership (4)
August 04 2020 - 7:10PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
OBARA PAT |
2. Issuer Name and Ticker or Trading Symbol
URANIUM ENERGY CORP
[
UEC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Financial Officer |
(Last)
(First)
(Middle)
106 - 1950 WEST 8TH AVENUE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/31/2020 |
(Street)
VANCOUVER, A1 V6J1W3
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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COMMON STOCK | 7/31/2020 | | M | | 33333 | A | (1) | 402885 | D | |
COMMON STOCK | 7/31/2020 | | F | | 15149 (3) | D | $1.01 | 387736 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | 7/31/2020 | | M | | | 33333 | (2) | (2) | Common Stock | 33333 | $0 | 301667 | D | |
Performance Based Restricted Stock Units | (4) | 7/31/2020 | | J | | | 29775 | (5) | (5) | Common Stock | 29775 | $0 | 170225 | D | |
Explanation of Responses: |
(1) | Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. |
(2) | This award has vested as to one-third of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the second and third anniversary of the grant date. |
(3) | Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award. |
(4) | Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date. |
(5) | Represents the portion of unearned Performance Based Restricted Stock Units cancelled in accordance with their terms. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
OBARA PAT 106 - 1950 WEST 8TH AVENUE VANCOUVER, A1 V6J1W3 |
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| Chief Financial Officer |
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Signatures
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/s/ Patrick Obara | | 8/4/2020 |
**Signature of Reporting Person | Date |
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