Current Report Filing (8-k)
December 14 2021 - 04:06PM
Edgar (US Regulatory)
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2021-12-14 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
UNITED
STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities Exchange
Act of 1934.
Date of
Report:
December 14, 2021
(Date of
earliest event reported)
Oragenics, Inc.
(Exact
name of registrant as specified in its charter)
FL |
|
001-32188 |
|
59-3410522 |
(State or
other jurisdiction
of
incorporation)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
Number)
|
4902 Eisenhower Boulevard,
Suite 125
Tampa,
FL
|
|
33634 |
(Address
of principal executive offices) |
|
(Zip
Code) |
813-286-7900
(Registrant’s
telephone number, including area code)
(Former
Name or Former Address, if changed since last
report)
Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425) |
|
|
☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
Title of
each class |
|
Trading
Symbol(s) |
|
Name of
each exchange on which registered |
Common Stock |
|
OGEN |
|
NYSE American |
Indicate by
check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging
growth company
☐
If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01
Regulation FD Disclosure
On Tuesday
December 14, 2021, at 1:00 p.m. Eastern time Frederick W. Telling,
Ph.D., Executive Chairman of Oragenics, Inc. (“Oragenics” or the
“Company”), participated in Alliance Global Partners’ (AGP) Virtual
Series and was interviewed in a virtual “Fireside Chat” by Matthew
Cross, Managing Director of Biotechnology Equity Research at AGP.
The Fireside Chat can be accessed by emailing a request to listen
to a replay at agpevents@allianceg.com.
By filing
this Current Report on Form 8-K and furnishing the information
contained herein, the Company makes no admission as to the
materiality of any information in this report that is required to
be disclosed solely by reason of Regulation FD.
The
information contained in the Fireside Chat is summary information
that is intended to be considered in the context of the Company’s
Securities and Exchange Commission (“SEC”) filings and other public
announcements that the Company may make, by press release or
otherwise, from time to time. The Company undertakes no duty or
obligation to publicly update or revise the information contained
in this report, although it may do so from time to time as its
management believes is warranted. Any such updating may be made
through the filing of other reports or documents with the SEC,
through press releases or through other public
disclosure.
The
information presented in Item 7.01 of this Current Report on Form
8-K shall not be deemed to be “filed” for purposes of Section 18 of
the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or otherwise subject to the liabilities of that section,
unless the Company specifically states that the information is to
be considered “filed” under the Exchange Act or specifically
incorporates it by reference into a filing under the Securities Act
of 1933, as amended, or the Exchange Act.
SIGNATURES
In
accordance with the requirements of the Exchange Act, the
registrant caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized on this 14th day
of December, 2021.
|
ORAGENICS, INC.
(Registrant) |
|
|
|
BY:
|
/s/
Michael Sullivan
|
|
|
Michael
Sullivan
Interim
Principal Executive Officer
and Chief
Financial Officer
|
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