Current Report Filing (8-k)
September 30 2020 - 4:34PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 30, 2020
INVESCO DB G10 CURRENCY HARVEST FUND
(Exact name of registrant as specified in its charter)
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Delaware
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001-33020
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16-6562496
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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c/o Invesco Capital Management LLC
3500 Lacey Road, Suite 700
Downers Grove, Illinois
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60515
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(Address of principal executive offices)
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(Zip Code)
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(800) 983-0903
(Registrants telephone number, including area code)
Not Applicable
(Former
name or former address, if changed since last report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Units of Beneficial Interest
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DBV
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NYSE Arca, Inc.
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act
of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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Emerging growth company
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended
transition period for complying with any new or revised financial accounting standards provided pursuant to section 13(a) of the Exchange Act.
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Item 1.01
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Entry Into a Material Definitive Agreement.
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Amendment to Participant Agreement
On September 30, 2020, Invesco Capital Management LLC (the Managing Owner), the Invesco DB G10 Currency Harvest Fund (the
Fund) and each of the other Invesco DB exchange-traded commodity pools executed an amendment to the Participant Agreements currently in place with each financial institution eligible to conduct creation and redemption transactions
directly with the Fund (Authorized Participant). The purpose of the Amendment is to revise Attachment A to the Participant Agreement to change the number of common units of beneficial interest (Shares) that currently comprise
the large blocks of Shares issued or redeemed by the Fund to an Authorized Participant (Creation Units) from 200,000 Shares to 100,000 Shares, or such other size as the Managing Owner may determine in the future, with such change
effective as of market open on November 2, 2020.
The Participant Agreement governs the relationship between the Fund and an
Authorized Participant and sets forth the procedures for the creation and redemption of Creation Units and for the delivery of cash required for such creations or redemptions. The Managing Owner may delegate its duties and obligations under a
Participant Agreement to Invesco Distributors, Inc. or The Bank of New York Mellon (the administrator and transfer agent to the Fund) without consent from any Authorized Participant. The Participant Agreement may be amended by the Managing Owner
only with the consent of an Authorized Participant, while the procedures attached thereto, including Attachment A, may be amended with notice to an Authorized Participant. Shareholder consent is not required in either case.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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Invesco DB G10 Currency Harvest Fund
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By:
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Invesco Capital Management LLC,
its Managing Owner
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By:
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/s/ Adam Henkel
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Name:
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Adam Henkel
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Date:
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September 30, 2020
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Title:
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Secretary
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