Statement of Changes in Beneficial Ownership (4)
January 13 2021 - 10:57AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
CHASE ADAM |
2. Issuer Name and Ticker or Trading Symbol
CHASE CORP
[
CCF
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President/CEO |
(Last)
(First)
(Middle)
295 UNIVERSITY AVE. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/12/2021 |
(Street)
WESTWOOD, MA 02090
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Chase Corporation Common Stock | | | | | | | | 32574 | D | |
Chase Corporation Common Stock | 1/12/2021 | | S | | 500 (3) | D | $115.57 (4) | 202883 (1) | I | Adam P. Chase Trust |
Chase Corporation Common Stock | | | | | | | | 108477 (2) | I | Maria I. Chase Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Represents shares held by the Adam P. Chase Trust. |
(2) | Represents shares held by the Maria I. Chase Trust. |
(3) | Represents shares sold pursuant to a trading plan that was adopted on August 6, 2020, complying with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. |
(4) | Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.40 to $115.89 for all transactions reported on this date utilizing a weighted average price. The reporting person will provide to issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
CHASE ADAM 295 UNIVERSITY AVE. WESTWOOD, MA 02090 | X |
| President/CEO |
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Signatures
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Marlene Torio by power of attorney | | 1/13/2021 |
**Signature of Reporting Person | Date |
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