Amended Statement of Changes in Beneficial Ownership (4/a)
August 19 2022 - 3:29PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Gedeon Christelle |
2. Issuer Name and Ticker or Trading Symbol
Canopy Growth Corp
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CGC
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) See Remarks |
(Last)
(First)
(Middle)
C/O CANOPY GROWTH CORPORATION, 1 HERSHEY DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
8/10/2022 |
(Street)
SMITHS FALLS, A6 K7A 0A8
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
8/12/2022 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option | $3.70 (1) | 8/10/2022 | | A | | 262162 (3) | | (2) | 8/10/2028 | Common
Shares | 262162 (3) | $0.00 | 262162 (3) | D | |
Explanation of Responses: |
(1) | Prices are expressed in Canadian dollars. |
(2) | The options vest in three equal, annual installments on the first, second and third anniversaries of the grant date of August 10, 2022 |
(3) | On August 12, 2022, the reporting person filed a Form 4 which incorrectly included in Table II, Box 5, 131,081 stock options acquired on August 10, 2022, in Table II, Box 7, 131,081 underlying securities and in Table II, Box 9, 131,081 number of derivative securities beneficially owned following the reported transaction. The actual number of stock options acquired on August 10, 2022 was 262,162. As such, this Form 4/A corrects Table II, Boxes 5, 7 and 9 to reflect the correct number of stock options acquired, the correct number of underlying securities and the correct number of derivative securities beneficially owned following the reported transaction. |
Remarks: Chief Legal Officer and Corporate Secretary |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Gedeon Christelle C/O CANOPY GROWTH CORPORATION 1 HERSHEY DRIVE SMITHS FALLS, A6 K7A 0A8 |
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| See Remarks |
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Signatures
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/s/ Shai Marshall, as attorney-in-fact for Christelle Gedeon | | 8/19/2022 |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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