Statement of Changes in Beneficial Ownership (4)
July 15 2021 - 4:21PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Monarch Alternative Capital LP |
2. Issuer Name and Ticker or Trading Symbol
PYXUS INTERNATIONAL, INC.
[
PYX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner _____ Officer (give title below) __X__ Other (specify below) See Remarks |
(Last)
(First)
(Middle)
535 MADISON AVENUE, 26TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/13/2021 |
(Street)
NEW YORK, NY 10022
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, no par value ("Common Stock") | 7/13/2021 | | P | | 19282 | A | $2.50 | 2985982 | I | See footnotes (1)(2) |
Common Stock | 7/13/2021 | | P | | 15199 | A | $2.50 | 15199 | I | See footnotes (1)(3) |
Common Stock | 7/13/2021 | | P | | 55609 | A | $2.50 | 265261 | I | See footnotes (1)(4) |
Common Stock | 7/13/2021 | | P | | 16910 | A | $2.50 | 1897178 | I | See footnotes (1)(5) |
Common Stock | | | | | | | | 976650 | I | See footnotes (1)(6) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | See Exhibit 99.1 |
(2) | See Exhibit 99.1 |
(3) | See Exhibit 99.1 |
(4) | See Exhibit 99.1 |
(5) | See Exhibit 99.1 |
(6) | See Exhibit 99.1 |
Remarks: Patrick Fallon, a Managing Principal of Monarch Alternative Capital LP, a Delaware limited partnership ("MAC"), serves on the board of directors of the Issuer as a representative of MAC. As a result, each of MAC, and by virtue of their control of MAC, MDRA GP LP and Monarch GP LLC, may be deemed to be a "director-by-deputization" of the Issuer solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Exhibit List: Exhibit 99.1 - Explanation of Responses |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Monarch Alternative Capital LP 535 MADISON AVENUE 26TH FLOOR NEW YORK, NY 10022 | X | X |
| See Remarks |
MDRA GP LP C/O MONARCH ALTERNATIVE CAPITAL LP 535 MADISON AVENUE NEW YORK, NY 10022 | X | X |
| See Remarks |
Monarch GP LLC C/O MONARCH ALTERNATIVE CAPITAL LP 535 MADISON AVENUE NEW YORK, NY 10022 | X | X |
| See Remarks |
Signatures
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MONARCH ALTERNATIVE CAPITAL LP; By: MDRA GP LP, its General Partner; By: Monarch GP LLC, its General Partner; By: /s/ Michael Weinstock, Chief Executive Officer | | 7/15/2021 |
**Signature of Reporting Person | Date |
MDRA GP LP; By: Monarch GP LLC, its General Partner; By: /s/ Michael Weinstock, Member | | 7/15/2021 |
**Signature of Reporting Person | Date |
MONARCH GP LLC; By: /s/ Michael Weinstock, Member | | 7/15/2021 |
**Signature of Reporting Person | Date |
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