Statement of Changes in Beneficial Ownership (4)
March 03 2021 - 6:35PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Eisenhardt Elizabeth H |
2. Issuer Name and Ticker or Trading Symbol
LEVI STRAUSS & CO
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LEVI
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
1155 BATTERY ST., C/O ARGONAUT SECURITIES CO. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/1/2021 |
(Street)
SAN FRANCISCO, CA 94111
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 3/2/2021 | | S(1) | | 44245 | D | $23.7804 (2) | 137000 | I | Trustee (3) |
Class A Common Stock | 3/2/2021 | | S(1) | | 44245 | D | $23.7804 (2) | 267000 | I | Trustee (4) |
Class A Common Stock | 3/1/2021 | | S(1) | | 80755 | D | $23.6774 (5) | 181245 | I | Trustee (3) |
Class A Common Stock | 3/1/2021 | | S(1) | | 80755 | D | $23.6774 (5) | 311245 | I | Trustee (4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares disposed of pursuant to a previously established Rule 10b5-1 plan. |
(2) | The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.450 to $23.930 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, of the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
(3) | These shares are held by the Elizabeth H. Eisenhardt 2012 Trust A for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. |
(4) | These shares are held by the Elizabeth H. Eisenhardt 2012 Trust B for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. |
(5) | The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.400 to $24.050 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, of the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Eisenhardt Elizabeth H 1155 BATTERY ST. C/O ARGONAUT SECURITIES CO. SAN FRANCISCO, CA 94111 |
| X |
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Signatures
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/s/ Parker B. Phillis, as Attorney-in-Fact | | 3/3/2021 |
**Signature of Reporting Person | Date |
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