Amended Statement of Beneficial Ownership (sc 13d/a)
February 26 2021 - 4:32PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS
FILED PURSUANT
TO § 240.13d-1(a) AND AMENDMENTS THERETO
FILED PURSUANT TO
§ 240.13d-2(a)
(Amendment No. 2)1
MoSys,
Inc.
(Name of Issuer)
Common Stock, $0.001 par value
(Title of Class of Securities)
619718307
(CUSIP Number)
Milton
C, Ault III
AULT
GLOBAL Holdings, Inc.
11411
Southern Highlands Parkway, Suite 240
Las
Vegas, NV 89141
(949)
444-5464
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
February 24, 2021
(Date of Event Which Requires Filing of
This Statement)
If the filing person
has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing
this Schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box o.
Note: Schedules
filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §
240.13d-7 for other parties to whom copies are to be sent.
_______________
1 The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in
a prior cover page.
The information required
on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject
to all other provisions of the Act (however, see the Notes).
1
|
NAME OF REPORTING PERSONS
Ault Global Holdings, Inc.
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*(a) o
(b) o
|
3
|
SEC USE ONLY
|
4
|
SOURCE OF FUNDS
WC
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)o
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
194,995
|
8
|
SHARED VOTING POWER
0
|
9
|
SOLE DISPOSITIVE POWER
194,995
|
10
|
SHARED DISPOSITIVE POWER
0
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
194,995
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARESo
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.48%
|
14
|
TYPE OF REPORTING PERSON
CO
|
The following constitutes
Amendment No.2 (“Amendment No. 2”) to the Schedule 13D filed by the undersigned on January 16, 2021 (the “Schedule
13D”). This Amendment No. 2 amends the Schedule 13D as specifically set forth herein.
|
Item 1.
|
Security and Issuer.
|
This statement
relates to the Common Stock, $0.001 par value (the “Shares”), of MoSys, Inc., a Delaware corporation (the “Issuer”).
The address of the principal executive office of the Issuer is 2309 Bering Drive, San Jose, California, 95131.
|
Item 2.
|
Identity and Background.
|
(a) This
statement is filed on behalf of Ault Global Holdings, Inc. (the “Reporting Person” or “AGH”).
|
Item 3.
|
Source and Amount of Funds or Other Consideration.
|
The Shares purchased
by AGH as reported on the Schedule 13D were purchased with working capital in open market purchases. AGH expended an aggregate
of $821,995 for the purchase of the Shares.
The Shares disposed of by AGH as reported
on this Amendment No. 2 reduced AGH’s aggregate expenditures by $238,619.05. Consequently, as of the date of this Amendment
No. 2, AGH has expended an aggregate of $583,375.95 for the purchase of the Shares.
|
Item 5.
|
Interest in Securities of the Issuer.
|
The aggregate percentage
of Shares reported owned by the Reporting Person herein is based upon 3,553,184 Shares outstanding, which is the total number of
Shares outstanding as of November 10, 2020, as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities
and Exchange Commission on November 10, 2020.
|
(a)
|
As of the close of business
on February 24, 2021, the Reporting Person directly beneficially owned 194,995 Shares.
|
Percentage: Approximately
5.48%
|
(b)
|
1. Sole power to vote or direct vote: 194,995
2. Shared power to vote or direct vote: 0
3. Sole power to dispose or direct the disposition: 194,995
4. Shared power to dispose or direct the disposition: 0
|
|
(c)
|
The Reporting Person has not entered into any transactions in the Shares during the past sixty
days except for the open market purchases conducted by its wholly owned subsidiary Digital Power Lending, LLC set forth below.
|
Digital Power Lending,
LLC
Digital Power Lending,
a wholly owned subsidiary of the Reporting Person, engaged in the following transactions in the Shares since February 18, 2021:
Date
|
Transaction
|
Quantity
|
Weighted
Average Price
|
2-22-21
|
Sale
|
20,000
|
$6.25
|
2-24-21
|
Sale
|
18,905
|
$6.01
|
|
(d)
|
No person other than the Reporting Person is known to have the right to receive, or the power to
direct the receipt of dividends from, or proceeds from the sale of, the Shares.
|
SIGNATURES
After reasonable inquiry
and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this statement is true,
complete and correct.
Dated: February 26, 2021
|
AULT GLOBAL HOLDINGS, INC.
|
|
|
|
|
By:
|
/s/ Milton C. Ault III
|
|
|
Milton C. Ault III
Executive Chairman
|
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