Notice by Closed-end Investment Companies of Intention to Call or Redeem Their Own Securities (n-23c-2)
February 19 2021 - 5:07PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
NOTIFICATION OF REDEMPTION OF SECURITIES
PURSUANT TO RULE 23C-2
UNDER THE INVESTMENT COMPANY ACT OF 1940
File No. 814-00852
SuRo
Capital corp.
(Name of Registrant)
One Sansome Street, Suite 730
San Francisco, CA 94104
(Address of Principal Executive Office)
The undersigned here
notifies the Securities and Exchange Commission (the “Commission”) that it intends to redeem securities of which it
is the issuer, as set forth below in accordance with the requirements of Rule 23c-2 under the Investment Company Act of 1940,
as amended.
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(1)
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Title of the class of securities of SuRo Capital Corp.
(the “Company”) to be redeemed:
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4.75% Convertible Senior
Notes due 2023 (CUSIP: 36191JAC5) (the “Notes”).
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(2)
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Date on which the securities are to be redeemed:
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The Notes will be redeemed
on March 29, 2021.
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(3)
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Applicable provisions of the governing instrument pursuant
to which the securities are to be redeemed:
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The Notes are to be
redeemed pursuant to (i) the Company’s base indenture governing the Notes, dated as of March 28, 2018 (the “Base
Indenture”), between the Company and U.S. Bank National Association, as trustee, and (ii) Section 15.02 of the
First Supplemental Indenture, dated as of March 28, 2018, between the Company and U.S. Bank National Association, as trustee (the
“First Supplemental Indenture”).
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(4)
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The principal amount or number of shares and the basis
upon which the securities to be redeemed are to be selected:
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The Company will redeem
$38,215,000 in aggregate principal amount of the issued and outstanding Notes pursuant to the terms of the Base Indenture and the
First Supplemental Indenture.
SIGNATURE
Pursuant to the requirements
of Rule 23c-2 under the Investment Company Act of 1940, as amended, the Company has duly caused this Notice of Intention to
Redeem Securities to be signed on its behalf by the undersigned on this 19th day of February, 2021.
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SURO CAPITAL
CORP.
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By:
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/s/ Allison Green
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Name:
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Allison Green
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Title:
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Chief Financial Officer, Chief Compliance Officer, Treasurer and Corporate Secretary
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