Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
November 14 2019 - 9:27AM
Edgar (US Regulatory)
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12B-25
COMMISSION FILE NUMBER: 000-53488
NOTIFICATION OF LATE FILING
Check One:
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[
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Form
10-K
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[ ]
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Form
20-F
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[ ]
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Form
11-K
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[X]
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Form
10-Q
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[ ]
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Form
10-D
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[ ]
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Form
N-SAR
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[ ]
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Form
N-CSR
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For
Period Ended: September 30, 2019
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[ ]
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Transition
Report on Form 10-K
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[ ]
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Transition
Report on Form 20-F
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[ ]
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Transition
Report on Form 11-K
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[ ]
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Transition
Report on Form 10-Q
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[ ]
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Transition
Report on Form N-SAR
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For the Transition Period Ended: N/A
Nothing in this
form shall be construed to imply that the Commission has verified any information contained herein.
If the notification
relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: N/A
PART I. REGISTRANT
INFORMATION.
The registrant is Ethema Health Corporation (the
“Company”). The address of the Company’s principal executive office is 5734 Yonge Street, Suite
300 North York, Ontario, Canada M2M 4E7.
PART II. RULES
12B-25 (B) AND (C)
If the subject report
could not be filed without unreasonable effort or expense and the Company seeks relief pursuant to Rule 12b-25(b), the following
should be completed. (Check appropriate box.)
[X] (a) The
reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
[X] (b) The
subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K, Form N-SAR or Form N-CSR, or portion
thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report
or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before
the fifth calendar day following the prescribed due date; and
[ ] (c) The
accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
PART III. NARRATIVE
The Company is unable to file its Quarterly Report on Form 10-Q for its
nine months ended September 30, 2019 by the prescribed date without unreasonable effort or expense because the Company was
unable to compile and review certain information required in order to permit the Company to file a timely and accurate report
on the Company’s financial condition. The Company believes that the Quarterly Report will be completed and filed within
the five day extension period provided under Rule 12b-25 of the Securities Exchange Act of 1934, as amended.
PART IV. OTHER
INFORMATION
(1) Name
and telephone number of person to contact in regard to this notification:
Shawn
E. Leon (416)
222-5501
(2) Have
all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment
Company Act of 1940 during the preceding 12 months or for such shorter period that the Company was required to file such report(s)
been filed? If the answer is no, identify report(s).
[X] Yes [ ] No
(3) Is
it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will
be reflected by the earnings to be included in the subject report or portion thereof?
[ ]Yes
[X] No
The Company is unable to file, without unreasonable effort and expense,
its Quarterly Report on Form 10-Q for the nine months ended September 30, 2019 because the Company is still compiling and
reviewing information to complete the annual review of the financial statements for that period and the Company is unable to
give an estimate at this time. The Company anticipates that the Annual Report on Form 10-Q will be filed on or before
the deadline.
Ethema Health Corporation
has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.
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ETHEMA
HEALTH CORP.
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Dated:
November 14, 2019
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By:
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/s/ Shawn
E. Leon
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Shawn
E. Leon
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Chief
Executive Officer
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