Current Report Filing (8-k)
April 15 2019 - 9:16AM
Edgar (US Regulatory)
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): April
15, 2019
SURGE COMPONENTS, INC.
(Exact name of registrant as specified in
its charter)
Delaware
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000-27688
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11-2602030
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(State or other jurisdiction of
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(Commission
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(I.R.S. Employer
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incorporation or organization)
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File Number)
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Identification Number)
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95 East Jefryn Blvd.
Deer Park, New York 11729
(Address of principal executive offices,
including zip code)
(631) 595-1818
(Registrant’s telephone number, including
area code)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Company under any of the following
provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or
Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company
☐
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 2.02
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Results of Operations and Financial Condition.
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On April 12,
2019, Surge Components, Inc. (the “Company”) issued a press release announcing that the Company will host a
conference call on Tuesday, April 16, 2019 at 9:00 A.M. in connection with its results for the first quarter ended February
28, 2019. In addition, on April 15, 2019, the Company issued a press release announcing the financial results and operational
highlights for the first quarter ended February 28, 2019. A copy of such press releases are furnished as Exhibits 99.1 and
99.2 to this Current Report on Form 8-K.
In accordance with
General Instruction B.2 of Form 8-K, the information furnished pursuant to this Item in this Current Report on Form 8-K, including
Exhibits 99.1 and 99.2, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act
of 1934 (the “Exchange Act”) or otherwise subject to the liabilities of that section, and shall not be incorporated
by reference into any registration statement or other document filed under the Securities Act of 1933 or the Exchange Act, except
to the extent the Company specifically states that such information is to be considered “filed,” including in any such
registration statement or other document.
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Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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SURGE COMPONENTS, INC.
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Date: April 15, 2019
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By:
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/s/
Ira Levy
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Ira Levy
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Chief Executive Officer
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2
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