Current Report Filing (8-k)
July 13 2018 - 7:35AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): July 12, 2018
The ExOne Company
(Exact name of registrant as specified in its charter)
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Delaware
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001-35806
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46-1684608
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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127 Industry Boulevard
North Huntingdon, Pennsylvania
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15642
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(Address of principal executive offices)
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(Zip Code)
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Registrants telephone number, including area code: (724)
863-9663
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions (
see
General Instruction A.2. below):
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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(b) and (c)
On July 12, 2018, the Board elected Douglas D.
Zemba, age 38, as Chief Financial Officer and Treasurer of The ExOne Company (the Company), effective immediately.
Brian W. Smith, the
Companys former Chief Financial Officer and Treasurer, was elected Senior Vice President. In his new Corporate Development role, Mr. Smith will provide vital input into strategic decisions to grow and restructure the Companys
business. A critical near-term responsibility is for him to lead the Companys resource allocation initiative in accordance with the global cost realignment program recently announced by the Company.
Mr. Zemba has served as our Chief Accounting Officer and Assistant Treasurer since March 26, 2013, through which he has had responsibility for the
Companys global accounting and financial reporting. Mr. Zemba joined the Company on January 1, 2013 as Director of Finance shortly before the Companys initial public offering on February 7, 2013. Prior to joining the
Company, Mr. Zemba was a Senior Manager in the Assurance practice of the Pittsburgh, Pennsylvania office of PricewaterhouseCoopers LLP (PwC). Mr. Zemba joined PwC in 2003 holding various positions within the Assurance practice
servicing both public and private clients in the manufacturing, industrial products, and metals industries.
Mr. Zemba will retain his role as Chief
Accounting Officer of the Company.
On July 13, 2018, the Company issued a press release announcing these management changes, a copy of which is
included as Exhibit 99.1 hereto.
Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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THE EXONE COMPANY
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By:
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/s/ Loretta L. Benec
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Loretta L. Benec
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General Counsel & Corporate Secretary
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Dated: July 13, 2018
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