CUSIP 09075G105
|
13D
|
Page 2 of 13
|
1
|
NAMES OF REPORTING PERSONS
ABC Beteiligungen Aktiengesellschaft
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
(a) ☐
(b) ☒
|
3
|
SEC USE ONLY
|
4
|
SOURCE OF FUNDS (see instructions)
OO (See Item 3)
|
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e) ☐
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Germany
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
1,000
|
8
|
SHARED VOTING POWER
0
|
9
|
SOLE DISPOSITIVE POWER
1,000
|
10
|
SHARED DISPOSITIVE POWER
0
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
7,079,467 (1)
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ☐
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 11
15.9% (2)
|
14
|
TYPE OF REPORTING PERSON
OO
|
(1)
|
Of the
7,079,467
shares reported in this Schedule 13D as the aggregate amount beneficially owned by each Reporting Person, 1,000 shares are held by ABC Beteiligungen Aktiengesellschaft (“ABC”),
4,125,639
shares and 26,097 ADSs (each representing two shares) are held by Deutsche Balaton Aktiengesellschaft (“DB”), and 2,900,634 shares are held by Delphi Unternehmensberatung Aktiengesellschaft (“DU”). DB owns a majority interest in ABC. VV Beteiligungen Aktiengesellschaft (“VVB”) owns a majority interest in DB. DU owns a majority interest in VVB. Wilhelm Konrad Thomas Zours, an individual, owns a majority interest in DU and is the sole member of the board of management of VVB and DU. Each of DB, VVB, DU, and Wilhelm Konrad Thomas Zours may be deemed to have beneficial ownership with respect to the shares held by ABC and disclaims beneficial ownership of such shares, except to the extent of their respective pecuniary interest therein. Each of VVB, DU, and Wilhelm Konrad Thomas Zours may be deemed to have beneficial ownership with respect to all shares held by DB and disclaim beneficial ownership of such shares, except to the extent of their respective pecuniary interests therein. Wilhelm Konrad Thomas Zours may be deemed to have beneficial ownership with respect to all shares held by DU and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
|
|
|
(2)
|
Based upon 44,506,980 shares outstanding as of May 30, 2018.
|
CUSIP 09075G105
|
13D
|
Page 3 of 13
|
1
|
NAMES OF REPORTING PERSONS
Deutsche Balaton Aktiengesellschaft
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
(a) ☐
(b) ☒
|
3
|
SEC USE ONLY
|
4
|
SOURCE OF FUNDS (see instructions)
OO (See Item 3)
|
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e) ☐
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Germany
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
4,178,833
|
8
|
SHARED VOTING POWER
0
|
9
|
SOLE DISPOSITIVE POWER
4,178,833
|
10
|
SHARED DISPOSITIVE POWER
0
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
7,079,467 (1)
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ☐
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 11
15.9% (2)
|
14
|
TYPE OF REPORTING PERSON
OO
|
(1)
|
Of the
7,079,467
shares
reported in this Schedule 13D as the aggregate amount beneficially owned by each Reporting Person, 1,000 shares are held by ABC,
4,125,639
shares and 26,097 ADSs (each representing two shares) are held by DB, and 2,900,634
shares are held by DU. DB owns a majority interest in ABC. VVB owns a majority interest in DB. DU owns a majority interest in VVB.
Wilhelm Konrad Thomas Zours, an individual, owns a majority interest in DU and is the sole member of the board of management of
VVB and DU. Each of DB, VVB, DU, and Wilhelm Konrad Thomas Zours may be deemed to have beneficial ownership with respect to the
shares held by ABC and disclaims beneficial ownership of such shares, except to the extent of their respective pecuniary interest
therein. Each of VVB, DU and Wilhelm Konrad Thomas Zours may be deemed to have beneficial ownership with respect to all shares
held by DB and disclaim beneficial ownership of such shares, except to the extent of their respective pecuniary interests therein.
Wilhelm Konrad Thomas Zours may be deemed to have beneficial ownership with respect to all shares held by DU and disclaims beneficial
ownership of such shares, except to the extent of his pecuniary interest therein.
|
|
|
(2)
|
Based upon 44,506,980 shares outstanding as of May 30, 2018.
|
CUSIP 09075G105
|
13D
|
Page 4 of 13
|
1
|
NAMES OF REPORTING PERSONS
VV Beteiligungen Aktiengesellschaft
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
(a) ☐
(b) ☒
|
3
|
SEC USE ONLY
|
4
|
SOURCE OF FUNDS (see instructions)
OO (See Item 3)
|
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e) ☐
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Germany
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
4,178,833
|
8
|
SHARED VOTING POWER
0
|
9
|
SOLE DISPOSITIVE POWER
4,178,833
|
10
|
SHARED DISPOSITIVE POWER
0
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
7,075,040 (1)
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ☐
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 11
15.9% (2)
|
14
|
TYPE OF REPORTING PERSON
OO
|
(1)
|
Of the
7,079,467
shares
reported in this Schedule 13D as the aggregate amount beneficially owned by each Reporting Person, 1,000 shares are held by ABC,
4,125,639
shares and 26,097 ADSs (each representing two shares) are held by DB, and 2,900,634
shares are held by DU. DB owns a majority interest in ABC. VVB owns a majority interest in DB. DU owns a majority interest in VVB.
Wilhelm Konrad Thomas Zours, an individual, owns a majority interest in DU and is the sole member of the board of management of
VVB and DU. Each of DB, VVB, DU, and Wilhelm Konrad Thomas Zours may be deemed to have beneficial ownership with respect to the
shares held by ABC and disclaims beneficial ownership of such shares, except to the extent of their respective pecuniary interest
therein. Each of VVB, DU and Wilhelm Konrad Thomas Zours may be deemed to have beneficial ownership with respect to all shares
held by DB and disclaim beneficial ownership of such shares, except to the extent of their respective pecuniary interests therein.
Wilhelm Konrad Thomas Zours may be deemed to have beneficial ownership with respect to all shares held by DU and disclaims beneficial
ownership of such shares, except to the extent of his pecuniary interest therein.
|
|
|
(2)
|
Based upon 44,506,980 shares outstanding as of May 30, 2018.
|
CUSIP 09075G105
|
13D
|
Page 5 of 13
|
1
|
NAMES OF REPORTING PERSONS
Delphi Unternehmensberatung Aktiengesellschaft
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
(a) ☐
(b) ☒
|
3
|
SEC USE ONLY
|
4
|
SOURCE OF FUNDS (see instructions)
OO (See Item 3)
|
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) ☐
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Germany
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
7,079,467
|
8
|
SHARED VOTING POWER
0
|
9
|
SOLE DISPOSITIVE POWER
7,079,467
|
10
|
SHARED DISPOSITIVE POWER
0
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
7,079,467 (1)
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ☐
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 11
15.9% (2)
|
14
|
TYPE OF REPORTING PERSON
OO
|
(1)
|
Of the
7,079,467
shares
reported in this Schedule 13D as the aggregate amount beneficially owned by each Reporting Person, 1,000 shares are held by ABC,
4,12
5,639 shares and 26,097 ADSs (each representing two shares) are held by DB, and 2,900,634
shares are held by DU. DB owns a majority interest in ABC. VVB owns a majority interest in DB. DU owns a majority interest in VVB.
Wilhelm Konrad Thomas Zours, an individual, owns a majority interest in DU and is the sole member of the board of management of
VVB and DU. Each of DB, VVB, DU, and Wilhelm Konrad Thomas Zours may be deemed to have beneficial ownership with respect to the
shares held by ABC and disclaims beneficial ownership of such shares, except to the extent of their respective pecuniary interest
therein. Each of VVB, DU and Wilhelm Konrad Thomas Zours may be deemed to have beneficial ownership with respect to all shares
held by DB and disclaim beneficial ownership of such shares, except to the extent of their respective pecuniary interests therein.
Wilhelm Konrad Thomas Zours may be deemed to have beneficial ownership with respect to all shares held by DU and disclaims beneficial
ownership of such shares, except to the extent of his pecuniary interest therein.
|
|
|
(2)
|
Based upon 44,506,980 shares outstanding as of May 30, 2018.
|
CUSIP 09075G105
|
13D
|
Page 6 of 13
|
1
|
NAMES OF REPORTING PERSONS
Wilhelm Konrad Thomas Zours
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
(a) ☐
(b) ☒
|
3
|
SEC USE ONLY
|
4
|
SOURCE OF FUNDS (see instructions)
OO (See Item 3)
|
5
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e) ☐
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Germany
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
7,079,467
|
8
|
SHARED VOTING POWER
0
|
9
|
SOLE DISPOSITIVE POWER
7,079,467
|
10
|
SHARED DISPOSITIVE POWER
0
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
7,079,467 (1)
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) ☐
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 11
15.9% (2)
|
14
|
TYPE OF REPORTING PERSON
IN
|
(1)
|
Of the
7,079,467
shares
reported in this Schedule 13D as the aggregate amount beneficially owned by each Reporting Person, 1,000 shares are held by ABC,
4,125,639
shares and 26,097 ADSs (each representing two shares) are held by DB, and 2,900,634
shares are held by DU. DB owns a majority interest in ABC. VVB owns a majority interest in DB. DU owns a majority interest in VVB.
Wilhelm Konrad Thomas Zours, an individual, owns a majority interest in DU and is the sole member of the board of management of
VVB and DU. Each of DB, VVB, DU, and Wilhelm Konrad Thomas Zours may be deemed to have beneficial ownership with respect to the
shares held by ABC and disclaims beneficial ownership of such shares, except to the extent of their respective pecuniary interest
therein. Each of VVB, DU and Wilhelm Konrad Thomas Zours may be deemed to have beneficial ownership with respect to all shares
held by DB and disclaim beneficial ownership of such shares, except to the extent of their respective pecuniary interests therein.
Wilhelm Konrad Thomas Zours may be deemed to have beneficial ownership with respect to all shares held by DU and disclaims beneficial
ownership of such shares, except to the extent of his pecuniary interest therein.
|
|
|
(2)
|
Based upon 44,506,980 shares outstanding as of May 30, 2018.
|
CUSIP 09075G105
|
13D
|
Page 7 of 13
|
Item
1. Security and Issuer
This
statement on Schedule 13D (the “Schedule 13D”) relates to the ordinary shares, nominal value €1.00 per share
(the “Ordinary Shares”), of Biofrontera AG (the “Issuer”). The principal executive offices of the Issuer
are located at Hemmelrather Weg 201D-51377 Leverkusen Germany.
Item
2. Identity and Background
|
(a)
|
This
statement is being filed by
ABC Beteiligungen Aktiengesellschaft
(“ABC”), Deutsche Balaton Aktiengesellschaft (“DB”), VV Beteiligungen
Aktiengesellschaft (“VVB”), Delphi Unternehmensberatung Aktiengesellschaft
(“DU”), and Wilhelm Konrad Thomas Zours, which are collectively referred
to as the “Reporting Persons
.”
|
|
(b)
|
The
address of the principal business office of each of the Reporting Persons is Ziegelhäuser
Landstraße 1 Heidelberg, Germany, 69120.
|
|
(c)
|
The
principal business of each of ABC, DB, and VVB is to hold and dispose of equity and equity-related
investments. The principal business of DU is to provide consulting services and to hold
and dispose of equity and equity-related investments. DB owns a majority interest in
ABC; VVB owns a majority interest in DB; and DU owns a majority interest in VVB.
Wilhelm
Konrad Thomas Zours, an individual, owns a majority interest in DU and is the sole member
of the board of management of VVB and DU.
|
(d)
– (e) During the past five years, none of the Reporting Persons has been, and to their respective knowledge, none of
the Scheduled Persons (as defined below) has been (i) convicted in any criminal proceeding (excluding traffic violations or similar
misdemeanors) or (ii) party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result
of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating
activities subject to, federal or state securities laws or finding any violation with respect to such laws.
(f)
ABC, DB, VVB, and DU are each organized under the laws of Germany. Mr. Zours is a citizen of Germany.
The
name, present business address, present principal occupation, and place of citizenship of the member(s) of the Board of Management
of each Reporting Person is set forth on Schedule 1 (collectively, the “Scheduled Persons,” and each a “Scheduled
Person”), and are incorporated herein by reference.
Item
3. Source and Amount of Funds or Other Consideration
The
source of funds for the purchases of the Shares reported on herein was cash on hand and the general working capital of the respective
purchasers, which may, at any given time, include margin loans made by brokerage firms or banks in the ordinary course of business.
As
of May 31, 2018, ABC had invested $3,630.13 (including brokerage commissions) in the Ordinary Shares of the Issuer, DB had invested
$14,010,275.27 (including brokerage commissions) in the Ordinary Shares of the Issuer and $354,276.16 in the ADSs of the Issuer,
and DU had invested $15,598,254.48 (excluding brokerage commissions) in the Ordinary Shares of the Issuer.
Item
4. Purpose of Transaction
The
Reporting Persons intend to acquire further voting rights, if possible at reasonable prices.
Mr.
Zours and DU wish to change the composition of the Management Board and Supervisory Board of the Issuer. Mr. Zours and DU
are seeking to dismiss Thomas Schaffer, currently Chief Financial Officer of the Issuer, as a member of the Management Board.
In addition, Mr. Zours and DU are also in favor of changing the positions among the remaining members of the Management Board
to the effect that the current Chairman of the Management Board, Prof. Dr. Hermann Lübbert, will be appointed as a member
of the Management Board with responsibility for research, development and approvals and will no longer be the Chairman of the
Management Board. It is intended that the Supervisory Board appoints a new Chairman of the Management Board. Furthermore, it is
the intention of Mr. Zours and DU to appoint a new Chairman of the Supervisory Board and to amend the composition of the Supervisory
Board as follows: (a) resignation of Dr. Granzer from the chairmanship of the Supervisory Board, (b) resignation of Mr. Baumann
from the Supervisory Board, (c) resignation of Mr. Borer from the Supervisory Board, and (d) replacement of Mr. Reeth by a shareholder
from the free float.
CUSIP 09075G105
|
13D
|
Page
8 of 13
|
Item
5. Interest in Securities of the Issuer
(a)
Of the
7,079,467
shares reported in this Schedule
13D as the aggregate amount beneficially owned by each Reporting Person (representing 15.9% of the Issuer’s Ordinary Shares),
1,000 shares are held by ABC (representing 0.0% of the Issuer’s Ordinary Shares),
4,125,639
shares
and 26,097 ADSs (each representing two shares) are held by DB (collectively representing 9.4% of the Issuer’s Ordinary Shares),
and 2,900,634 shares are held by DU (representing 6.5% of the Issuer’s Ordinary Shares). DB owns a majority interest in
ABC. VVB owns a majority interest in DB. DU owns a majority interest in VVB. Wilhelm Konrad Thomas Zours, an individual, owns
a majority interest in DU and is the sole member of the board of management of VVB and DU. Each of DB, VVB, DU, and Wilhelm Konrad
Thomas Zours may be deemed to have beneficial ownership with respect to the shares held by ABC and disclaims beneficial ownership
of such shares, except to the extent of their respective pecuniary interest therein. Each of VVB, DU, and Wilhelm Konrad Thomas
Zours may be deemed to have beneficial ownership with respect to all shares held by DB and disclaim beneficial ownership of such
shares, except to the extent of their respective pecuniary interests therein. Wilhelm Konrad Thomas Zours may be deemed to have
beneficial ownership with respect to all shares held by DU and disclaims beneficial ownership of such shares, except to the extent
of his pecuniary interest therein.
All
percentages set forth in this Schedule 13D are based upon 44,506,980 Ordinary Shares outstanding as of May 30, 2018.
|
(b)
|
Number
of shares as to which each Reporting Person has:
|
|
(i)
|
Sole
power to vote or to direct the vote of:
|
|
ABC
|
1,000
|
|
DB
|
4,178,833 (1)
|
|
VVB
|
4,178,833 (2)
|
|
DU
|
7,079,467 (3)
|
|
Wilhelm Konrad Thomas Zours
|
7,079,467 (4)
|
|
(ii)
|
Shared
power to vote or to direct the vote of:
|
|
ABC
|
0
|
|
DB
|
0
|
|
VVB
|
0
|
|
DU
|
0
|
|
Wilhelm Konrad Thomas Zours
|
0
|
|
(iii)
|
Sole
power to dispose or to direct the disposition of:
|
|
ABC
|
1,000
|
|
DB
|
4,178,833 (1)
|
|
VVB
|
4,178,833 (2)
|
|
DU
|
7,079,467 (3)
|
|
Wilhelm Konrad Thomas Zours
|
7,079,467 (4)
|
CUSIP 09075G105
|
13D
|
Page 9 of 13
|
|
(iv)
|
Shared
power to dispose or to direct the disposition of:
|
|
ABC
|
0
|
|
DB
|
0
|
|
VVB
|
0
|
|
DU
|
0
|
|
Wilhelm Konrad Thomas Zours
|
0
|
|
(1)
|
Includes
1,000 shares held by ABC.
DB owns a majority interest in ABC.
|
|
(2)
|
Includes
1,000 shares held by ABC and 4,121,212 shares and 26,097 ADSs (each representing two
shares) held by DB. VVB owns a majority interest in DB.
|
|
(3)
|
Includes
1,000 shares held by ABC and 4,121,212 shares and 26,097 ADSs (each representing two
shares) held by DB. DU owns a majority interest in VVB.
|
|
(4)
|
Includes
1,000 shares held by ABC, 4,125,639 shares and 26,097 ADSs (each representing two shares)
held by DB, and 2,900,634 shares held by DU. Wilhelm Konrad Thomas Zours, an individual,
owns a majority interest in DU and is the sole member of the board of management of VVB
and DU.
|
(c) During
the past 60 days, the Reporting Persons have conducted transactions in the shares as reflected on Schedule 2.
(d)
– (e) Not applicable.
Item
6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
Not
Applicable.
Item
7. Material to Be Filed as Exhibits
CUSIP 09075G105
|
13D
|
Page 10 of 13
|
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: June
4, 2018
|
ABC BETEILIGUNGEN AKTIENGESELLSCHAFT
|
|
|
|
By:
|
/s/ Rolf Birkert
|
|
|
Rolf Birkert
|
|
DEUTSCHE BALATON AKTIENGESELLSCHAFT
|
|
|
|
|
|
By:
|
/s/ Rolf Birkert
|
/s/
Jens Jüttner
|
|
|
Rolf Birkert
|
Jens Jüttner
|
|
VV BETEILIGUNGEN AKTIENGESELLSCHAFT
|
|
|
|
|
By:
|
/s/ Wilhelm Konrad Thomas Zours
|
|
|
Wilhelm Konrad Thomas Zours
|
|
|
|
DELPHI UNTERNEHMENSBERATUNG
AKTIENGESELLSCHAFT
|
|
|
|
|
By:
|
/s/ Wilhelm Konrad Thomas Zours
|
|
|
Wilhelm Konrad Thomas Zours
|
|
|
|
/s/ Wilhelm Konrad Thomas Zours
|
|
Wilhelm Konrad Thomas Zours
|
CUSIP 09075G105
|
13D
|
Page 11 of 13
|
Schedule
1
Members
of Management of the Reporting Persons
The
sole member of the Board of Management of ABC is Rolf Birkert. The members of the Board of Management of DB are Rolf Birkert and
Jens Jüttner. The sole member of the Board of Management of each of VVB and DU is Wilhelm Konrad Thomas Zours.
The
following table sets forth the name, present occupation or employment and citizenship of each such person.
Name
|
|
Present
Business Address
|
|
Present
Occupation
|
|
Citizenship
|
Rolf
Birkert
|
|
Ziegelhaeuser
Landstrasse 1, 69120 Heidelberg, Germany
|
|
Member
of the Board Deutsche Balaton Aktiengesellschaft
|
|
Germany
|
Jens
Jüttner
|
|
Ziegelhaeuser
Landstrasse 1, 69120 Heidelberg, Germany
|
|
Member
of the Board Deutsche Balaton Aktiengesellschaft
|
|
Germany
|
Wilhelm
Konrad Thomas Zours
|
|
Ziegelhaeuser
Landstrasse 1, 69120 Heidelberg, Germany
|
|
Sole
Member of the Board Delphi Unternehmensberatung Aktiengesellschaft
|
|
Germany
|
CUSIP 09075G105
|
13D
|
Page 12 of 13
|
Schedule
2
Person
|
|
Instrument
|
|
Transaction Date
|
|
Quantity Purchased
|
|
Price per Instrument
|
|
Place of Transaction
|
DU
|
|
Biofrontera ordinary shares
|
|
April 6, 2018
|
|
899
|
|
5.7200 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 6, 2018
|
|
2,500
|
|
5.7400 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 9, 2018
|
|
3,200
|
|
5.7100 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 9, 2018
|
|
5,000
|
|
5.7300 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 9, 2018
|
|
5,000
|
|
5.7300 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 9, 2018
|
|
4,000
|
|
5.7300 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 9, 2018
|
|
7,009
|
|
5.6700 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 9, 2018
|
|
6,000
|
|
5.7000 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 9, 2018
|
|
4,000
|
|
5.7000 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 9, 2018
|
|
9,101
|
|
5.7200 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 10, 2018
|
|
9,764
|
|
5.6200 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 10, 2018
|
|
5,000
|
|
5.6500 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 10, 2018
|
|
12,991
|
|
5.6700 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 11, 2018
|
|
236
|
|
5.5100 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 11, 2018
|
|
3,703
|
|
5.5100 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 11, 2018
|
|
4,000
|
|
5.5100 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 12, 2018
|
|
2,519
|
|
5.5500 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 16, 2018
|
|
8,000
|
|
5.7500 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 17, 2018
|
|
2,668
|
|
5.7100 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 25, 2018
|
|
4,000
|
|
5.6200 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 25, 2018
|
|
9,332
|
|
5.7100 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 26, 2018
|
|
4,643
|
|
5.5000 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 27, 2018
|
|
37
|
|
5.6500 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 27, 2018
|
|
3,150
|
|
5.6500 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 27, 2018
|
|
2,200
|
|
5.6900 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 30, 2018
|
|
50,000
|
|
5.4050 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 30, 2018
|
|
2,200
|
|
5.4400 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 30, 2018
|
|
3,200
|
|
5.4800 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 30, 2018
|
|
2,200
|
|
5.5100 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 30, 2018
|
|
4,000
|
|
5.5600 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
April 30, 2018
|
|
12,000
|
|
5.6300 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 2, 2018
|
|
12,000
|
|
5.2200 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 2, 2018
|
|
3,200
|
|
5.3400 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 3, 2018
|
|
5,000
|
|
5.6800 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 3, 2018
|
|
4,800
|
|
5.5122 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 7, 2018
|
|
2,722
|
|
5.9000 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 9, 2018
|
|
10,979
|
|
5.8509 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 9, 2018
|
|
2,200
|
|
5.8900 €
|
|
Xetra Frankfurt / Main
|
CUSIP 09075G105
|
13D
|
Page 13 of 13
|
Person
|
|
Instrument
|
|
Transaction
Date
|
|
Quantity
Purchased
|
|
Price per
Instrument
|
|
Place of Transaction
|
DU
|
|
Biofrontera ordinary shares
|
|
May 9, 2018
|
|
2,500
|
|
5.8700 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 9, 2018
|
|
2,300
|
|
5.8900 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 10, 2018
|
|
2,687
|
|
5.7500 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 10, 2018
|
|
3,000
|
|
5.8500 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 11, 2018
|
|
12,000
|
|
5.7600 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 11, 2018
|
|
10,000
|
|
5.7400 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 11, 2018
|
|
2,000
|
|
5.7100 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 11, 2018
|
|
3,200
|
|
5.7300 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 14, 2018
|
|
152
|
|
5.7500 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 14, 2018
|
|
567
|
|
5.7400 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 14, 2018
|
|
1,949
|
|
5.7500 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 14, 2018
|
|
626
|
|
5.7500 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 14, 2018
|
|
992
|
|
5.7500 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 14, 2018
|
|
751
|
|
5.7500 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 14, 2018
|
|
1
|
|
5.7500 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 14, 2018
|
|
532
|
|
5.7500 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 14, 2018
|
|
2,672
|
|
5.7400 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 14, 2018
|
|
1,140
|
|
5.7500 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 14, 2018
|
|
3,818
|
|
5.6600 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 15, 2018
|
|
2,571
|
|
5.7800 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 15, 2018
|
|
2,699
|
|
5.7500 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 16, 2018
|
|
729
|
|
5.7800 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 16, 2018
|
|
7,853
|
|
5.7500 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 18, 2018
|
|
1,733
|
|
5.7200 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 18, 2018
|
|
1,004
|
|
5.7300 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 18, 2018
|
|
3,448
|
|
5.7500 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 18, 2018
|
|
7,413
|
|
5.7400 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 18, 2018
|
|
3,200
|
|
5.7568 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 18, 2018
|
|
85
|
|
5.6600 €
|
|
Xetra Frankfurt / Main
|
DU
|
|
Biofrontera ordinary shares
|
|
May 18, 2018
|
|
1,650
|
|
5.7400 €
|
|
Xetra Frankfurt / Main
|
ABC
|
|
Biofrontera ordinary shares
|
|
May 23, 2018
|
|
-17,000
|
|
5.6300 €
|
|
Xetra Frankfurt / Main
|
ABC
|
|
Biofrontera ordinary shares
|
|
May 24, 2018
|
|
-1,000
|
|
5.6000 €
|
|
Xetra Frankfurt / Main
|
ABC
|
|
Biofrontera ordinary shares
|
|
May 24, 2018
|
|
-1,000
|
|
5.5900 €
|
|
Xetra Frankfurt / Main
|
DB
|
|
Biofrontera ordinary shares
|
|
May 24, 2018
|
|
15,000
|
|
5.6300 €
|
|
Xetra Frankfurt / Main
|
DB
|
|
Biofrontera ordinary shares
|
|
May 31, 2018
|
|
4,427
|
|
5.7199 €
|
|
Xetra Frankfurt / Main
|