Statement of Changes in Beneficial Ownership (4)
March 09 2018 - 4:29PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Marshall Andrew
|
2. Issuer Name
and
Ticker or Trading Symbol
US ECOLOGY, INC.
[
ECOL
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
EVP of Reg. Compl. & Safety
|
(Last)
(First)
(Middle)
101 S. CAPITOL BLVD., SUITE 1000
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/7/2018
|
(Street)
BOISE, ID 83702
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
3/7/2018
|
|
M
(1)
|
|
320
|
A
|
$0
|
8186
|
D
|
|
Common Stock
|
3/8/2018
|
|
M
(2)
|
|
697
|
A
|
$0
|
8883
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Restricted Stock Units
|
(3)
|
3/7/2018
|
|
M
|
|
|
320
|
(4)
|
(4)
|
Common Stock
|
320
|
$0
|
320
|
D
|
|
Restricted Stock Units
|
(3)
|
3/8/2018
|
|
M
|
|
|
697
|
(5)
|
(5)
|
Common Stock
|
697
|
$0
|
1393
|
D
|
|
Explanation of Responses:
|
(1)
|
Represents the conversion of Restricted Stock Units into common stock. On March 8, 2016, the reporting person was granted 960 Restricted Stock Units.
|
(2)
|
Represents the conversion of Restricted Stock Units into common stock. On March 9, 2017, the reporting person was granted 2,090 Restricted Stock Units.
|
(3)
|
Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
|
(4)
|
On March 8, 2016, the reporting person was granted 960 Restricted Stock Units, of which 320 vested on March 7, 2017 and 320 vested on March 7, 2018. The common stock into which such Restricted Stock Units converted on March 7, 2018 is reported on Table I of this Form 4. The remaining Restricted Stock Units will vest on March 7, 2019, subject to the reporting person's continued service with the Issuer.
|
(5)
|
On March 9, 2017, the reporting person was granted 2,090 Restricted Stock Units, of which 697 vested on March 8, 2018. The common stock into which such Restricted Stock Units converted on March 8, 2018 is reported on Table I of this Form 4. The remaining Restricted Stock Units will vest on March 8, 2019 and March 8, 2020, subject to the reporting person's continued service with the Issuer.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Marshall Andrew
101 S. CAPITOL BLVD.
SUITE 1000
BOISE, ID 83702
|
|
|
EVP of Reg. Compl. & Safety
|
|
Signatures
|
/s/ Andrew Marshall
|
|
3/9/2018
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
US Ecology (NASDAQ:ECOL)
Historical Stock Chart
From Aug 2024 to Sep 2024
US Ecology (NASDAQ:ECOL)
Historical Stock Chart
From Sep 2023 to Sep 2024