TIDMTSCO
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree TESCO PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the TESCO PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 02 March 2018
undertaken:
(e) In addition to the YES:
company in 1(b)
above, is the exempt principal
trader making disclosures BOOKER GROUP PLC
in respect
of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant 5p ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 33,004,517 0.40% 59,826,570 0.73%
controlled:
(2) Cash-settled
derivatives:
8,265,419 0.10% 12,885,309 0.16%
(3) Stock-settled
derivatives
(including
options)
and agreements 0 0.00% 0 0.00%
to
purchase/sell:
(4)
TOTAL: 41,269,936 0.50% 72,711,879 0.89%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/sale Total number of Highest price Lowest price
relevant per unit per unit
security securities paid/received paid/received
5p ordinary Purchase 48,943,004 2.0850 GBP 2.0197 GBP
5p ordinary Sale 79,519,729 2.0790 GBP 2.0198 GBP
ADR Purchase 27,131 8.4046 USD 8.4046 USD
ADR Sale 27,131 8.4046 USD 8.4046 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 2,990 2.0304 GBP
5p ordinary SWAP Long 5,881 2.0809 GBP
5p ordinary SWAP Long 9,680 2.0820 GBP
5p ordinary CFD Long 11,840 2.0612 GBP
5p ordinary SWAP Long 17,748 2.0846 GBP
5p ordinary SWAP Long 27,845 2.0650 GBP
5p ordinary CFD Long 32,673 2.0808 GBP
5p ordinary SWAP Long 45,200 2.0197 GBP
5p ordinary CFD Long 51,589 2.0198 GBP
5p ordinary SWAP Long 54,587 2.0463 GBP
5p ordinary CFD Long 60,775 2.0530 GBP
5p ordinary SWAP Long 83,127 2.0335 GBP
5p ordinary CFD Long 102,062 2.0697 GBP
5p ordinary CFD Long 131,131 2.0698 GBP
5p ordinary SWAP Long 152,536 2.0649 GBP
5p ordinary SWAP Long 153,546 2.0680 GBP
5p ordinary CFD Long 257,006 2.0536 GBP
5p ordinary CFD Long 268,122 2.0529 GBP
5p ordinary SWAP Long 334,156 2.0584 GBP
5p ordinary SWAP Long 440,322 2.0616 GBP
5p ordinary SWAP Long 671,305 2.0362 GBP
5p ordinary SWAP Long 1,702,178 2.0407 GBP
5p ordinary CFD Long 4,730,295 2.0200 GBP
5p ordinary CFD Short 6,818 2.0456 GBP
5p ordinary SWAP Short 12,900 2.0655 GBP
5p ordinary SWAP Short 15,612 2.0681 GBP
5p ordinary CFD Short 20,723 2.0391 GBP
5p ordinary SWAP Short 23,669 2.0682 GBP
5p ordinary CFD Short 29,562 2.0359 GBP
5p ordinary CFD Short 30,465 2.0850 GBP
5p ordinary CFD Short 70,542 2.0341 GBP
5p ordinary CFD Short 71,458 2.0416 GBP
5p ordinary CFD Short 78,869 2.0570 GBP
5p ordinary CFD Short 100,000 2.0489 GBP
5p ordinary SWAP Short 144,840 2.0688 GBP
5p ordinary SWAP Short 158,635 2.0400 GBP
5p ordinary SWAP Short 158,635 2.0721 GBP
5p ordinary SWAP Short 163,187 2.0511 GBP
5p ordinary CFD Short 170,876 2.0832 GBP
5p ordinary SWAP Short 253,884 2.0200 GBP
5p ordinary SWAP Short 262,700 2.0422 GBP
5p ordinary CFD Short 323,187 2.0430 GBP
5p ordinary SWAP Short 323,187 2.0430 GBP
5p ordinary SWAP Short 366,905 2.0204 GBP
5p ordinary CFD Short 451,491 2.0576 GBP
5p ordinary SWAP Short 731,029 2.0474 GBP
5p ordinary CFD Short 4,356,661 2.0201 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise price Type Expiry date Option money
relevant descriptione.g. purchasing, of securities per unit e.g. American, paid/
security call selling, to European etc. received
option varying etc. which option per unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 5 Mar 2018
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/20180305005580/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
March 05, 2018 06:58 ET (11:58 GMT)
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