Amended Statement of Ownership (sc 13g/a)
February 14 2018 - 10:39AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the
Securities Exchange Act of 1934
(Amendment
No. 5)*
TRANSACT TECHNOLOGIES
INC.
(Name of Issuer)
Common Stock
(Title of Class
of Securities)
892918103
(CUSIP Number)
December 31,
2017
(Date of Event
Which Requires Filing of this Statement)
Check the appropriate box to designate
the rule pursuant to which this Schedule is filed:
o
Rule 13d-1(b)
x
Rule 13d-1(c)
o
Rule 13d-1(d)
* The remainder
of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior
cover page.
The information
required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18
of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications:
Taylor H. Wilson, Esq.
Haynes and Boone, LLP
2323 Victory Avenue, Suite 700
Dallas, Texas 75219
(214) 651-5000
CUSIP No. 892918103
|
1. Names of Reporting Persons.
Grand Slam Capital Master
Fund, Ltd.
|
2. Check the Appropriate
Box if a Member of a Group (See Instructions)
(a)
o
(b)
x
|
3. SEC Use Only
|
4. Citizenship or Place of
Organization
Cayman Islands
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
|
5. Sole Voting Power
0
|
6. Shared Voting Power
444,835
|
7. Sole Dispositive Power
0
|
8. Shared Dispositive Power
444,835
|
9. Aggregate Amount Beneficially
Owned by Each Reporting Person
444,835
|
10. Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions)
o
|
11. Percent of Class Represented
by Amount in Row (9)
6.04%
|
12. Type of Reporting Person
(See Instructions)
OO
|
CUSIP No. 892918103
|
1. Names of Reporting Persons.
Grand Slam Asset Management,
LLC
|
2. Check the Appropriate
Box if a Member of a Group (See Instructions)
(a)
o
(b)
x
|
3. SEC Use Only
|
4. Citizenship or Place of
Organization
Delaware
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
|
5. Sole
Voting Power
0
|
6. Shared
Voting Power
535,135
|
7. Sole
Dispositive Power
0
|
8. Shared
Dispositive Power
535,135
|
9. Aggregate Amount Beneficially
Owned by Each Reporting Person
535,135
|
10. Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions)
o
|
11. Percent of Class Represented
by Amount in Row (9)
7.27%
|
12. Type of Reporting Person
(See Instructions)
IA
|
CUSIP No. 001930205
|
1. Names of Reporting Persons.
Mitchell Sacks
|
2. Check the Appropriate
Box if a Member of a Group (See Instructions)
(a)
o
(b)
x
|
3. SEC Use Only
|
4. Citizenship or Place of
Organization
United Stated of America
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
|
5. Sole
Voting Power
0
|
6. Shared
Voting Power
535,135
|
7. Sole
Dispositive Power
0
|
8. Shared
Dispositive Power
535,135
|
9. Aggregate Amount Beneficially
Owned by Each Reporting Person
535,135
|
10. Check if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions)
o
|
11. Percent of Class Represented
by Amount in Row (9)
7.27%
|
12. Type of Reporting Person
(See Instructions)
IN
|
Item 1.
Transact
Technologies Inc. (the “
Issuer
”)
|
(b)
|
Address of Issuer’s
Principal Executive Offices
|
One
Hamden Center, 2319 Whitney Avenue
Suite
3B
Hamden,
CT 06518
Item 2.
|
(a)
|
Name of Person Filing
|
This
Schedule 13G/A (the “
Schedule
”) is being filed with respect to shares of Common Stock of the Issuer which are
beneficially owned by Grand Slam Capital Master Fund, Ltd., Grand Slam Asset Management, LLC and Mitchell Sacks (the “
Reporting
Persons
”). See Item 4 below.
|
(b)
|
Address of Principal Business
Office or, if none, Residence
|
2160
North Central Road, Suite 306
Fort
Lee, NJ 07024
See
Item 4 on the cover page(s) hereto.
|
(d)
|
Title of Class of Securities
|
Common
Stock
82918103
|
Item
3.
|
If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person filing is:
|
|
(a)
|
o
|
A
broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
|
|
(b)
|
o
|
A
bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
|
|
(c)
|
o
|
An
insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
|
|
(d)
|
o
|
An
investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
|
(e)
|
o
|
An
investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
(f)
|
o
|
An
employee benefit plan or endowment fund in accordance with §240.13d- 1(b)(1)(ii)(F);
|
|
(g)
|
o
|
A
parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
|
|
(h)
|
o
|
A
savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
(i)
|
o
|
A
church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a-3);
|
|
(j)
|
o
|
A
non-U.S. institution in accordance with §240.13d–1(b)(1)(ii)(J);
|
|
(k)
|
o
|
A
group, in accordance with §240.13d-1(b)(1)(ii)(K).
|
If filing as
a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: _______.
|
(a)
|
Amount beneficially owned:
|
Grand
Slam Capital Master Fund, Ltd. is the record and direct beneficial owner of 444,835 shares of Common Stock. Grand Slam Asset Management,
LLC serves as the investment manager (the “
Investment Manager
”), and may be deemed to beneficially own securities
owned by Grand Slam Capital Master Fund, Ltd. Mitchell Sacks is the managing member of the Investment Manager.
Mitchell Sacks beneficially owns 535,135 shares of Common
Stock, including the shares of Common Stock held by Grand Slam Capital Master Fund, Ltd., as well as shares of Common Stock held
in separate accounts.
The
response of each of the Reporting Persons to Items 5 through 12 of each of their respective Cover Sheets which relate to the beneficial
and percentage ownership of the Common Stock of the Issuer is incorporated herein by reference to the appropriate Cover Sheets
above. The percentage ownership of the Reporting Persons is based on the 7,365,813 outstanding shares of Common Stock of the Issuer
as of November 9, 2017, as disclosed on the Issuer’s 10-Q filed with the SEC on October 31, 2017.
|
(c)
|
Number of shares as to which
such person has:
|
|
(i)
|
Sole power to vote or to
direct the vote:
See Item 5 on the cover page(s) hereto.
|
|
(ii)
|
Shared power to vote or
to direct the vote:
See Item 6 on the cover page(s) hereto.
|
|
(iii)
|
Sole power to dispose or
to direct the disposition of:
See Item 7 on the cover page(s) hereto.
|
|
(iv)
|
Shared power to dispose
or to direct the disposition of:
See Item 8 on the cover page(s) hereto.
|
|
Item
5.
|
Ownership
of Five Percent or Less of a Class.
|
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following □.
|
Item
6.
|
Ownership
of More than Five Percent on Behalf of Another Person.
|
Not
applicable.
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on by
the Parent Holding Company or Control Person.
|
Not
Applicable.
|
Item
8.
|
Identification
and Classification of Members of the Group.
|
Not
Applicable.
|
Item
9.
|
Notice
of Dissolution of Group.
|
Not
Applicable.
By signing below
I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for
the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction having that purpose or effect other than activities
solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
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|
|
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Date: February 14, 2018
|
Grand Slam Capital Master Fund, Ltd
|
|
|
|
|
|
By:
|
/s/ Mitchell Sacks
|
|
|
Name:
|
Mitchell Sacks
|
|
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Title:
|
Director
|
|
|
|
|
|
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Grand Slam Asset Management, LLC
|
|
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By:
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/s/ Mitchell Sacks
|
|
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Name:
|
Mitchell Sacks
|
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Title:
|
Member
|
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Mitchell Sacks
|
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|
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By:
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/s/ Mitchell Sacks
|
|
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Name:
|
Mitchell Sacks
|
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