Current Report Filing (8-k)
October 17 2017 - 6:04AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report: October 16, 2017
(Date of earliest event reported)
Golden
Queen Mining Co. Ltd.
(Exact name of registrant as specified in
its charter)
Commission File Number: 001-21777
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British Columbia, Canada
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Not Applicable
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(State or other jurisdiction of incorporation)
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(IRS Employer Identification No.)
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#2300 –
1066 West Hastings Street, Vancouver, British Columbia, Canada, V6E 3X2
(Address of principal executive offices,
including zip code)
(778) 373-1557
(Registrant’s telephone number, including
area code)
Not Applicable
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405)
or Rule 12b-2 of the Exchange Act (17 CFR 240.12b 2).
Emerging
growth company
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If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 2.02. Results of Operations and Financial Condition.
On October 16, 2017, Golden Queen Mining Co. Ltd. (the “Company”)
issued a press release announcing its quarterly results for the third quarter ended September 30, 2017. A copy of this press release
is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is hereby incorporated by reference herein.
Item 7.01 Regulation FD Disclosure.
On October 16, 2017 the Company issued
a press release entitled “Golden Queen Announces Preliminary Operating Results for the Third Quarter of 2017”. A copy
of the press release is attached as Exhibit 99.1 and incorporated herein by reference.
In accordance with General Instruction
B.2 of Form 8-K, the information in this report, including the exhibits attached hereto, shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (“the Exchange Act”), nor shall
such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange
Act, except as shall be expressly set forth by specific reference in such a filing.
Caution With Respect To Forward-looking
Statements:
The information in the press news includes
certain "forward-looking statements". All statements in the press release, other than statements of historical fact,
including, without non-GAAP financial measures, limitation, higher waste tonnage, transition to East Pit, anticipated target grade,
ore supply, target grades, anticipated higher grade ore from the East Pit, anticipated future capital requirements, process to
explore, review and evaluate strategic alternatives and other statements related to plans and intentions with respect to activities
on the Project and corporate matters are forward-looking statements. There can be no assurance that such statements will prove
to be accurate, and actual results and future events could differ materially from those anticipated in such statements. Important
factors that could cause actual results to differ materially from statements in this news release regarding our intentions include,
without limitation, risks and uncertainties regarding: accidents, equipment breakdowns; changes in planned work resulting from
logistical, technical or other factors; that results of operations on the Project will not meet projected expectations due to any
combination of technical, or operational factors; that current early production stage results, including flow rates and ore quality,
are indicative of results over time; and other risks and uncertainties disclosed in the section entitled "Risk Factors"
contained in our Annual Report on Form 10-K for the year ended December 31, 2016. Investors are cautioned that forward-looking
statements are not guarantees of future performance and, accordingly, investors should not put undue reliance on forward-looking
statements. Any forward-looking statement made by the Company in the press release is based only on information currently available
to us and speaks only as of the date on which it is made.
Item 9.01 Financial Statements and Exhibits.
* Furnished to not filed with
the SEC pursuant to Item 7.01 above.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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GOLDEN QUEEN MINING CO. LTD.
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Date: October 16, 2017
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By:
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/s/ Brenda Dayton
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Brenda Dayton
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Corporate Secretary
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EXHIBIT
INDEX
* Furnished to not filed with
the SEC pursuant to Item 7.01 above.