Current Report Filing (8-k)

Date : 11/18/2019 @ 12:00PM
Source : Edgar (US Regulatory)
Stock : Sempra Energy (SRE)
Quote : 122.05  5.38 (4.61%) @ 11:00PM
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Last Trade
Last $ 122.05 ◊ 0.00 (0.00%)

Current Report Filing (8-k)

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 15, 2019


SEMPRA ENERGY
(Exact name of registrant as specified in its charter)


California 1-14201 33-0732627
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)

488 8th Avenue, San Diego, California
92101
(Address of principal executive offices) (Zip Code)


Registrant's telephone number, including area code
(619) 696-2000


(Former name or former address, if changed since last report.)





Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:
Title of Each Class Trading Symbol Name of Each Exchange on Which Registered
Sempra Energy Common Stock, without par value SRE NYSE
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A, $100 liquidation preference SREPRA NYSE
Sempra Energy 6.75% Mandatory Convertible Preferred Stock, Series B, $100 liquidation preference SREPRB NYSE
Sempra Energy 5.75% Junior Subordinated Notes Due 2079, $25 par value SREA NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐




FORM 8-K


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

As an update to the Form 8-K filed by Sempra Energy (the “Company”) on August 26, 2019, the Company’s board of directors (the “Board”) requested on November 15, 2019 that Joseph A. Householder (64), and Mr. Householder agreed to, extend his service as President and Chief Operating Officer of the Company for an additional month and now retire effective January 1, 2020. Also on November 15, 2019, the Board appointed George W. Bilicic (56) as President and Chief Legal Officer of the Company effective January 1, 2020. Mr. Bilicic will also serve as Chief Compliance Officer of the Company.

Mr. Bilicic served as Group President of the Company since June 2019. For more than the last five years prior to joining the Company, he worked for Lazard, Ltd, a New York based investment banking firm (“Lazard”), most recently as its Vice Chairman of Investment Banking. The Company engages Lazard from time to time for investment banking services and since the beginning of 2018, has paid Lazard approximately $18.4 million in fees.



SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


SEMPRA ENERGY,
(Registrant)
Date: November 18, 2019 By: /s/ Trevor I. Mihalik
Trevor I. Mihalik
Executive Vice President and Chief Financial Officer





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