Initial Statement of Beneficial Ownership (3)
August 23 2021 - 1:40PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Jabbar Valerie L. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/19/2021
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3. Issuer Name and Ticker or Trading Symbol
KROGER CO [KR]
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(Last)
(First)
(Middle)
THE KROGER CO., 1014 VINE STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Senior Vice President / |
(Street)
CINCINNATI, OH 45202
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 59171 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Stock Option | 3/11/2021 | (1) | Common Stock | 20380 | $34.94 | D | |
Non-Qualified Stock Option | 3/12/2020 | (1) | Common Stock | 15683 | $29.12 | D | |
Non-Qualified Stock Option | 3/14/2019 | (1) | Common Stock | 11062 | $24.75 | D | |
Non-Qualified Stock Option | 9/20/2018 | (1) | Common Stock | 5900 | $29.18 | D | |
Non-Qualified Stock Option | 7/13/2018 | (1) | Common Stock | 15841 | $28.05 | D | |
Non-Qualified Stock Option | 7/13/2017 | (2) | Common Stock | 24214 | $22.92 | D | |
Non-Qualified Stock Option | 9/15/2016 | (2) | Common Stock | 2123 | $31.25 | D | |
Non-Qualified Stock Option | 7/13/2016 | (2) | Common Stock | 10372 | $37.48 | D | |
Non-Qualified Stock Option | 7/15/2015 | (2) | Common Stock | 8005 | $38.33 | D | |
Explanation of Responses: |
(1) | These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant. |
(2) | These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Jabbar Valerie L. THE KROGER CO. 1014 VINE STREET CINCINNATI, OH 45202 |
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| Senior Vice President |
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Signatures
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/s/ Valerie L. Jabbar, by Dorothy D. Roberts, Attorney-in-Fact | | 8/23/2021 |
**Signature of Reporting Person | Date |
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