- Statement of Changes in Beneficial Ownership (4)
March 03 2011 - 6:37PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
February 28, 2011
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
ESKENASI PEGGY
|
2. Issuer Name
and
Ticker or Trading Symbol
KOHLS Corp
[
KSS
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Sr. Executive Vice President
|
(Last)
(First)
(Middle)
N56 W17000 RIDGEWOOD DRIVE
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/1/2011
|
(Street)
MENOMONEE FALLS, WI 53051
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
3/1/2011
|
|
A
|
|
56306
|
A
|
(1)
|
94290
|
D
|
|
Common Stock
|
3/1/2001
|
|
J
|
|
11262
|
D
|
(2)
(3)
|
83028
|
D
|
|
Common Stock
|
3/1/2001
|
|
J
|
|
830
|
D
|
(2)
(4)
|
82198
|
D
|
|
Common Stock
|
3/1/2001
|
|
J
|
|
755
|
D
|
(2)
(5)
|
81443
|
D
|
|
Common Stock
|
3/1/2001
|
|
J
|
|
7245
|
D
|
(2)
(6)
|
74198
|
D
|
|
Common Stock
|
3/1/2001
|
|
J
|
|
1373
|
D
|
(2)
(7)
|
72845
|
D
|
|
Common Stock
|
3/1/2001
|
|
J
|
|
6764
|
D
|
(2)
(8)
|
66061
|
D
|
|
Common Stock
|
3/1/2001
|
|
J
|
|
2026
|
D
|
(2)
|
64035
(9)
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Employee Stock Option (Right to Buy)
|
$50.00
|
3/1/2011
|
|
J
|
|
|
33975
|
(10)
|
10/4/2019
|
Common Stock
|
33975
|
(2)
|
33975
|
D
|
|
Employee Stock Option (Right to Buy)
|
$46.20
|
3/1/2011
|
|
J
|
|
|
9000
|
(11)
|
2/23/2020
|
Common Stock
|
9000
|
(2)
|
9000
|
D
|
|
Employee Stock Option (Right to Buy)
|
$51.81
|
3/1/2011
|
|
J
|
|
|
13775
|
(12)
|
3/27/2013
|
Common Stock
|
13775
|
(2)
|
13775
|
D
|
|
Employee Stock Option (Right to Buy)
|
$75.95
|
3/1/2011
|
|
J
|
|
|
9955
|
(13)
|
3/26/2014
|
Common Stock
|
9955
|
(2)
|
9955
|
D
|
|
Employee Stock Option (Right to Buy)
|
$42.89
|
3/1/2011
|
|
J
|
|
|
4533
|
(14)
|
3/31/2015
|
Common Stock
|
4533
|
(2)
|
4533
|
D
|
|
Employee Stock Option (Right to Buy)
|
$41.63
|
3/1/2011
|
|
J
|
|
|
5150
|
(15)
|
3/30/2016
|
Common Stock
|
5150
|
(2)
|
5150
|
D
|
|
Explanation of Responses:
|
(
1)
|
Award of restricted stock under Company's 2010 Long-Term Compensation Plan. The restricted shares vest in five equal annual installments on the first through fifth anniversaries of 3/1/11. Vesting is contingent upon the Company achieving net income of at least $1,000,000,000 in either fiscal year 2011 or fiscal year 2012.
|
(
2)
|
Transferred to ex-spouse pursuant to Qualified Domestic Relations Order.
|
(
3)
|
Shares are restricted stock under Company's 2010 Long-Term Compensation Plan. The restricted shares vest in five equal annual installments on the first through fifth anniversaries of 3/1/11. Vesting is contingent upon the Company achieving net income of at least $1,000,000,000 in either fiscal year 2011 or fiscal year 2012.
|
(
4)
|
Shares are restricted stock under Company's 2003 Long Term Compensation Plan. The restricted shares vest on 3/26/11.
|
(
5)
|
Shares are restricted stock under Company's 2003 Long Term Compensation Plan. 377 shares vest on 3/31/11 and 378 vest on 3/31/12.
|
(
6)
|
Shares are restricted stock under Company's 2003 Long Term Compensation Plan. 1,811 shares vest on 3/30/11, 3/30/12 and 3/30/13, 1,812 vest on 3/30/14.
|
(
7)
|
Shares are restricted stock under Company's 2003 Long Term Compensation Plan. 343 shares vest on 3/30/11, 344 shares vest on 3/30/12 and 343 shares vest on each of 3/30/13 and 3/30/14.
|
(
8)
|
Shares are restricted stock under Company's 2003 Long Term Compensation Plan. 1,353 shares vest on each of 3/29/11 and 3/29/12. 1,352 shares vest on 3/29/13 and 1,353 shares vest on each of 3/29/14 and 3/29/15.
|
(
9)
|
Includes 62,008 unvested shares of restricted stock.
|
(
10)
|
Stock options granted pursuant to the Company's 2003 Long Term Compensation Plan. 28,617 shares vested. 5,358 shares vest on 10/04/11.
|
(
11)
|
Fully vested stock options granted pursuant to the Company's 2003 Long Term Compensation Plan.
|
(
12)
|
Fully vested stock options granted pursuant to the Company's 2003 Long Term Compensation Plan.
|
(
13)
|
Stock options granted pursuant to the Company's 2003 Long Term Compensation Plan. 7,466 shares vested. 2,489 shares vest on 3/26/11.
|
(
14)
|
Stock options granted pursuant to the Company's 2003 Long Term Compensation Plan. 2,267 shares vested. 1,133 shares vest on each of 3/31/11 and 3/31/12.
|
(
15)
|
Stock options granted pursuant to the Company's 2003 Long Term Compensation Plan. 1,030 shares vested. 1,030 shares vest on each of 3/30/11, 3/30/12, 3/30/13 and 3/30/14.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
ESKENASI PEGGY
N56 W17000 RIDGEWOOD DRIVE
MENOMONEE FALLS, WI 53051
|
|
|
Sr. Executive Vice President
|
|
Signatures
|
Richard D. Schepp (pursuant to Power of Attorney previously filed)
|
|
3/3/2011
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Kohls (NYSE:KSS)
Historical Stock Chart
From Jun 2024 to Jul 2024
Kohls (NYSE:KSS)
Historical Stock Chart
From Jul 2023 to Jul 2024