Statement of Changes in Beneficial Ownership (4)
February 02 2021 - 12:11PM
Edgar (US Regulatory)
FORM 4
[X]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
ANTHONY LAURA E |
2. Issuer Name and Ticker or Trading Symbol
Blue Star Foods Corp.
[
BSFC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Former CFO Director+10% Holder |
(Last)
(First)
(Middle)
625 N. FLAGLER DRIVE, SUITE 600 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/9/2018 |
(Street)
WEST PALM BEACH,, FL 33401
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 10/9/2018 | | S | | 25000 | D | $0.0001 | 4975000 | I | By Leone Group, LLC (1)(2) |
Common Stock | 11/9/2018 | | D | | 4625000 | D | (3) | 350000 | I | By Leone Group, LLC (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Ms. Anthony is the sole owner of Leone Group, LLC. |
(2) | Ms. Anthony ceased to be an officer, director and 10% stockholder of the issuer on November 8, 2018. |
(3) | Pursuant to a Stock Redemption Agreement, dated as of November 4, 2018, between the issuer and Ms. Anthony, Ms. Anthony transferred 4,625,000 shares of the issuer's common stock to the issuer. The consideration for the transfer was the transactions being consummated between the issuer and John Keeler & Co., Inc. d/b/a Blue Star Foods ("Blue Star"), pursuant to which the issuer acquired all of the issued and outstanding shares of Blue Star, and the resulting potential increase in the value of the remaining shares that Ms. Anthony continued to hold following such transaction. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
ANTHONY LAURA E 625 N. FLAGLER DRIVE, SUITE 600 WEST PALM BEACH,, FL 33401 | X | X | Former CFO Director+10% Holder |
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Signatures
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/s/ Laura Anthony | | 2/2/2021 |
**Signature of Reporting Person | Date |