Herald Investment Trust PLC Holding(s) in Company (8914Q)
October 18 2013 - 9:11AM
UK Regulatory
TIDMHRI TIDMRAT
RNS Number : 8914Q
Herald Investment Trust PLC
18 October 2013
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or
the underlying issuer Herald Investment Trust
of existing shares to which Plc
voting rights are 25p Ordinary Shares
attached: (ii)
---------------------------------------------------------- ---------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
---------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights x
----------------------------------------------------------- --------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
----------------------------------------------------------- --------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
----------------------------------------------------------- --------------------------------
An event changing the breakdown of voting rights
----------------------------------------------------------- --------------------------------
Other (please
specify):
---------------------------------------------------------- --------------------------------
3. Full name of person(s) RATHBONE BROTHERS PLC
subject to the
notification obligation:
(iii)
---------------------------------------------------------- ---------------------------------
4. Full name of shareholder(s) RATHBONE BROTHERS PLC
(if different from 3.):(iv) Rathbone Investment Management
Limited
Rathbone Investment Management
International Limited
Rathbone Unit Trust Management
Limited
---------------------------------------------------------- ---------------------------------
5. Date of the transaction 15(th) September 2013
and date on
which the threshold is
crossed or
reached: (v)
---------------------------------------------------------- ---------------------------------
6. Date on which issuer 16(th) September 2013
notified:
---------------------------------------------------------- ---------------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 10%
---------------------------------------------------------- ---------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ---------------------------------- -------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- ---------------- ---------------- -------------- ------------------------ -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------ ------------ -------------- --------- ------------- ------------ -----------
25p Ordinary
Shares
GB0004228648 7,772,396 7,772,396 N/A N/A 7,794,396 N/A 10.03%
------------- ---------------- ---------------- -------------- --------- ------------- ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- -------------- -------------------------------- -------------------------- ---------------------
N/A N/A N/A N/A N/A
----------------- -------------- -------------------------------- -------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- -------------- -------------- ---------------- -------------------------- -----------------------
N/A N/A N/A N/A N/A Nominal Delta
--------------- -------------- -------------- ---------------- -------------------------- ------------ ---------
N/A N/A
------------- ------------ ------------ ------------ ------- ------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------- -----------------------------------------------------------------
7,794,346 10.03%
--------------------------------------------------- -----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-------------------------------------------------------------------------------------
RATHBONE BROTHERS PLC*
Rathbone Investment Management Limited 9.9285%
Rathbone Investment Management International Limited
0.04561%
Rathbone Unit Trust Management Limited 0.05986%
*Rathbone Brothers Plc is the holding company of the
following.
Proxy Voting:
-------------------------------------------------------------------------------------
10. Name of the proxy holder:
N/A
----------------------------------------------------- ------------------------------
11. Number of voting rights proxy N/A
holder will cease
to hold:
----------------------------------------------------- ------------------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
----------------------------------------------------- ------------------------------
13. Additional information: Total shares in issues used
as a denominator:
77,679,546
----------------------------------------------------- ------------------------------
14. Contact name:
Craig Mclean
----------------------------------------------------- ------------------------------
15. Contact telephone number: 0131 275 3192
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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