Polar Capital Global Financials Tst Holding(s) in Company (3182P)
September 30 2013 - 11:37AM
UK Regulatory
TIDMPCFT TIDMRAT
RNS Number : 3182P
Polar Capital Global Financials Tst
30 September 2013
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or the underlying POLAR CAPITAL FINANCIALS TRUST
issuer 5p Ordinary Shares
of existing shares to which voting rights
are POLAR CAPITAL FINANCIALS TRUST
attached: (ii) Ordinary Sub Shares
------------------------------------------------------ ------------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
--------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
---------------------------------------------------------------------------------------- --------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
---------------------------------------------------------------------------------------- --------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
---------------------------------------------------------------------------------------- --------
An event changing the breakdown of voting rights P
---------------------------------------------------------------------------------------- --------
Other (please
specify):
------------------- ------------------------------------------------------------------- --------
3. Full name of person(s) subject RATHBONE BROTHERS PLC
to the
notification obligation: (iii)
-------------------------------------------- ----------------------------------------------------
4. Full name of shareholder(s) RATHBONE BROTHERS PLC
(if different from 3.):(iv) Rathbone Investment Management Ltd.
Rathbone Investment Management International
Ltd.
Rathbone Investment Management International
Strategies PCC
Rathbone Unit Trust Management Ltd.
-------------------------------------------- ----------------------------------------------------
5. Date of the transaction and date 23(rd) September 2013
on
which the threshold is crossed
or
reached: (v)
-------------------------------------------- ----------------------------------------------------
6. Date on which issuer notified: 27(th) September 2013
-------------------------------------------- ----------------------------------------------------
7. Threshold(s) that is/are crossed
or
reached: (vi, vii) 15%
-------------------------------------------- ----------------------------------------------------
8. Notified details:
---------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
---------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------- -------------------------------------- -------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of rights (x)
Shares Voting shares
Rights
-------------- ----------------- ------------------- --------- ------------------------- -----------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----- -------- ------ ----- ---- --------- ---------- ------------- ------------- --------------
Ordinary 5p
GB00B9XQT119 19,759,702 19,759,702 N/A N/A 19,759,702 N/A 12.40%
----------------- ------------------- --------- ---------- ------------- ------------- --------------
B: Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
----------------------- ---------------- --------------------------- ----------------------------- --------------------
Ordinary Sub Shares
GB00B9XQV370 N/A N/A 3,958,070 2.48%
----------------------- ---------------- --------------------------- ----------------------------- --------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
---------------- --------------- ------------- --------------- ----------------------------- -------------------------
Nominal Delta
-------------- ----- ------ ---- --- ------------ -----------
N/A N/A N/A N/A N/A
---------------- --------------- ------------- --------------- ----------------------------- ------------ -----------
Total (A+B+C)
---------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------------------- ----------------------------------------------------------
23,717,772 14.89%
--------------------------------------------------------------- ----------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
--------------------------------------------------------------------------------------
RATHBONE BROTHERS PLC*
Rathbone Investment Management Limited 12.90%
Rathbone Investment Management (International) Limited 0.55%
Rathbone Investment Management International Strategies PCC 0.53%
Rathbone Unit Trust Management Ltd. 0.91%
* Rathbone Brothers Plc is the holding company of the following.
Proxy Voting:
--------------------------------------------------------------------------------------
10. Name of the proxy holder:
----------------------------------------------------- -------------------------------
11. Number of voting rights proxy holder will
cease
to hold:
----------------------------------------------------- -------------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
----------------------------------------------------- -------------------------------
Total shares in Issued used a denominator
13. Additional information: is
159,300,000
---------------------------------------- --------------------------------------------
14. Contact name: COMPLIANCE DEPARTMENT
---------------------------------------- --------------------------------------------
15. Contact telephone number: 020 7399 0000
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This information is provided by RNS
The company news service from the London Stock Exchange
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