Rathbone Brothers PLC : Holding(s) in Company
May 08 2012 - 5:33AM
UK Regulatory
TIDMRAT
+------------------------------------------------------------------------------+
|TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) |
+------------------------------------------------------------------------------+
+----------------------------------------------+-------------------------------+
|1. Identity of the issuer or the underlying | |
|issuer | Rathbone Brothers PLC |
|of existing shares to which voting rights are | |
|attached: (ii) | |
+----------------------------------------------+-------------------------------+
|2 Reason for the notification (please tick the appropriate box or boxes): |
+-----------------------------------------------------------------------+------+
|An acquisition or disposal of voting rights | X |
+-----------------------------------------------------------------------+------+
|An acquisition or disposal of qualifying financial instruments which | |
|may result in the acquisition of shares already issued to which voting | |
|rights are attached | |
+-----------------------------------------------------------------------+------+
|An acquisition or disposal of instruments with similar economic effect | X |
|to qualifying financial instruments | |
+-----------------------------------------------------------------------+------+
|An event changing the breakdown of voting rights | |
+-----------------------------------------------------------------------+------+
|Other (please specify): | |
+--------------------------------------+--------------------------------+------+
|3. Full name of person(s) subject to | |
|the | BlackRock, Inc. |
|notification obligation: (iii) | |
+--------------------------------------+---------------------------------------+
|4. Full name of shareholder(s) | |
| (if different from 3.):(iv) | |
+--------------------------------------+---------------------------------------+
|5. Date of the transaction and date on| |
|which the threshold is crossed or | 2(nd) May 2012 |
|reached: (v) | |
+--------------------------------------+---------------------------------------+
|6. Date on which issuer notified: | 4(th) May 2012 |
+--------------------------------------+---------------------------------------+
|7. Threshold(s) that is/are crossed or| Holding has gone below 15% |
|reached: (vi, vii) | |
+--------------------------------------+---------------------------------------+
+------------------------------------------------------------------------------+
|8. Notified details: |
+------------------------------------------------------------------------------+
|A: Voting rights attached to shares (viii, ix) |
+------------+-----------------------+-----------------------------------------+
|Class/type |Situation previous |Resulting situation after the triggering |
|of |to the triggering |transaction |
|shares |transaction | |
| +----------+------------+--------+----------------+---------------+
|if possible |Number |Number |Number |Number of voting|% of voting |
|using |of |of |of |rights |rights (x) |
|the ISIN |Shares |Voting |shares | | |
|CODE | |Rights +--------+------+---------+------+--------+
| | | |Direct |Direct|Indirect |Direct|Indirect|
| | | | |(xi) |(xii) | | |
+------------+----------+------------+--------+------+---------+------+--------+
| | | | | | | | |
|GB0002148343|5,335,936 |5,335,936 |N/A |N/A |5,096,218|N/A |11.66% |
| | | | | | | | |
+------------+----------+------------+--------+------+---------+------+--------+
+------------------------------------------------------------------------------+
|B: Qualifying Financial Instruments |
+------------------------------------------------------------------------------+
|Resulting situation after the triggering transaction |
+----------------+----------+-------------------+------------------+-----------+
|Type of |Expiration|Exercise/ |Number of voting |% of voting|
|financial |date |Conversion Period |rights that may be|rights |
|instrument |(xiii) |(xiv) |acquired if the | |
| | | |instrument is | |
| | | |exercised/ | |
| | | |converted. | |
+----------------+----------+-------------------+------------------+-----------+
| | | | | |
+----------------+----------+-------------------+------------------+-----------+
+------------------------------------------------------------------------------+
|C: Financial Instruments with similar economic effect to Qualifying Financial |
|Instruments (xv, xvi) |
+------------------------------------------------------------------------------+
|Resulting situation after the triggering transaction |
+--------------+--------+----------+----------+------------------+-------------+
|Type of |Exercise|Expiration|Exercise/ |Number of voting |% of voting |
|financial |price |date |Conversion|rights instrument |rights (xix, |
|instrument | |(xvii) |period |refers to |xx) |
| | | |(xviii) | | |
+--------------+--------+----------+----------+------------------+-------+-----+
| | | | | |Nominal|Delta|
|CFD | | | |1,390,628 +-------+-----+
| | | | | |3.18% |3.18%|
+--------------+--------+----------+----------+------------------+-------+-----+
+------------------------------------------------------------------------------+
|Total (A+B+C) |
+--------------------------------------+---------------------------------------+
|Number of voting rights |Percentage of voting rights |
+--------------------------------------+---------------------------------------+
|6,486,846 |14.85% |
+--------------------------------------+---------------------------------------+
+----------------------------------------------------------------------------+
|9. Chain of controlled undertakings through which the voting rights and/or |
|the |
|financial instruments are effectively held, if applicable: (xxi) |
+----------------------------------------------------------------------------+
| |
|BlackRock Investment Management (UK) Limited - 6,486,846 (14.85%) |
| |
| |
+----------------------------------------------------------------------------+
+----------------------------------------------------------------------------+
|Proxy Voting: |
+-------------------------------------------------+--------------------------+
|10. Name of the proxy holder: | |
+-------------------------------------------------+--------------------------+
|11. Number of voting rights proxy holder will | |
|cease | |
|to hold: | |
+-------------------------------------------------+--------------------------+
|12. Date on which proxy holder will cease to hold| |
|voting rights: | |
+-------------------------------------------------+--------------------------+
+-----------------------------+----------------------------------------------+
| |BlackRock International Threshold Reporting |
|13. Additional information: |Team |
+-----------------------------+----------------------------------------------+
|14. Contact name: |Richard Loader (Rathbones) |
+-----------------------------+----------------------------------------------+
|15. Contact telephone number:|020 7399 0000 |
+-----------------------------+----------------------------------------------+
| | |
+-----------------------------+----------------------------------------------+
This announcement is distributed by Thomson Reuters on behalf of
Thomson Reuters clients. The owner of this announcement warrants that:
(i) the releases contained herein are protected by copyright and
other applicable laws; and
(ii) they are solely responsible for the content, accuracy and
originality of the information contained therein.
Source: Rathbone Brothers PLC via Thomson Reuters ONE
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