Rathbone Brothers PLC : Holding(s) in Company
January 19 2012 - 12:49PM
UK Regulatory
TIDMRAT
+------------------------------------------------------------------------------+
|TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) |
+------------------------------------------------------------------------------+
+----------------------------------------------+-------------------------------+
|1. Identity of the issuer or the underlying | |
|issuer | Rathbone Brothers|
|of existing shares to which voting rights are | |
|attached:(ii) | |
+----------------------------------------------+-------------------------------+
|2 Reason for the notification (please tick the appropriate box or boxes): |
+----------------------------------------------------------------------+-------+
|An acquisition or disposal of voting rights | |
| |Yes |
+----------------------------------------------------------------------+-------+
|An acquisition or disposal of qualifying financial instruments which | |
|may result in the acquisition of shares already issued to which voting|No |
|rights are attached | |
+----------------------------------------------------------------------+-------+
|An acquisition or disposal of instruments with similar economic effect| |
|to qualifying financial instruments |No |
+----------------------------------------------------------------------+-------+
|An event changing the breakdown of voting rights | |
| |No |
+----------------------------------------------------------------------+-------+
|Other (please specify): | |
+--------------------------------------+-------------------------------+-------+
|3. Full name of person(s) subject to | |
|the |Kames Capital |
|notification obligation:(iii) | |
+--------------------------------------+---------------------------------------+
|4. Full name of shareholder(s) | |
|(if different from 3.):(iv) | |
+--------------------------------------+---------------------------------------+
|5. Date of the transaction and date on|18(th) January 2012 |
|which the threshold is crossed or | |
|reached:(v) | |
+--------------------------------------+---------------------------------------+
|6. Date on which issuer notified: | |
| |19(th) January 2012 |
+--------------------------------------+---------------------------------------+
|7. Threshold(s) that is/are crossed or| |
|reached:(vi, vii) |3% |
+--------------------------------------+---------------------------------------+
+------------------------------------------------------------------------------+
|8. Notified details: |
+------------------------------------------------------------------------------+
|A: Voting rights attached to shares (viii, ix) |
+-------------+-----------------------+----------------------------------------+
|Class/type of|Situation previous |Resulting situation after the triggering|
|shares |to the triggering |transaction |
| |transaction | |
|if possible +-----------+-----------+-------+----------------+---------------+
|using |Number |Number |Number |Number of voting|% of voting |
|the ISIN CODE|of |of |of |rights |rights (x) |
| |Shares |Voting |shares | | |
| | |Ri hts +-------+-------+--------+------+--------+
| | | |Direct |Direct |Indirect|Direct|Indirect|
| | | | |(xi) |(xii) | | |
+-------------+-----------+-----------+-------+-------+--------+------+--------+
|GB0002148343 | 1,307,360 | 1,307,360 |965,961|965,961|321,399 |2.21% |0.74% |
| | | | | | | | |
| | | | | | | | |
+-------------+-----------+-----------+-------+-------+--------+------+--------+
+------------------------------------------------------------------------------+
|B: Qualifying Financial Instruments |
+------------------------------------------------------------------------------+
|Resulting situation after the triggering transaction |
+----------------+-----------+----------------------+------------+-------------+
|Type of |Expiration |Exercise/ |Number of |% of voting |
|financial |date(xiii) |Conversion Period(xiv)|voting |rights |
|instrument | | |rights that | |
| | | |may be | |
| | | |acquired if | |
| | | |the | |
| | | |instrument | |
| | | |is | |
| | | |exercised/ | |
| | | |converted. | |
+----------------+-----------+----------------------+------------+-------------+
| | | | | |
+----------------+-----------+----------------------+------------+-------------+
+------------------------------------------------------------------------------+
|C: Financial Instruments with similar economic effect to Qualifying Financial |
|Instruments (xv, xvi) |
+------------------------------------------------------------------------------+
|Resulting situation after the triggering transaction |
+---------------+---------+----------+-------------+------------+--------------+
|Type of |Exercise |Expiration|Exercise/ |Number of |% of voting |
|financial |price |date |Conversion |voting |rights (xix, |
|instrument | |(xvii) |period(xviii)|rights |xx) |
| | | | |instrument | |
| | | | |refers to | |
| | | | | | |
+---------------+---------+----------+-------------+------------+-------+------+
| | | | | |Nominal|Delta |
|Contract for |n/a |n/a |n/a |0 +-------+------+
|Difference | | | | |0.00% |1 |
| | | | | | | |
+---------------+---------+----------+-------------+------------+-------+------+
+------------------------------------------------------------------------------+
|Total (A+B+C) |
+--------------------------------------+---------------------------------------+
|Number of voting rights |Percentage of voting rights |
+--------------------------------------+---------------------------------------+
|1,287,360 |2.95% |
| | |
+--------------------------------------+---------------------------------------+
+--------------------------------------------------------------------------+
|9. Chain of controlled undertakings through which the voting rights and/or|
|the |
|financial instruments are effectively held, if applicable:(xxi) |
+--------------------------------------------------------------------------+
| |
|Kames Capital:- |
| |
|Kames Capital plc |
|Kames Capital Management Ltd |
|Kames Capital ICVC |
|Kames Capital VCIC |
+--------------------------------------------------------------------------+
+--------------------------------------------------------------------------+
|Proxy Voting: |
+-------------------------------------------------+------------------------+
|10. Name of the proxy holder: |Kames Capital |
+-------------------------------------------------+------------------------+
|11. Number of voting rights proxy holder will | |
|cease | |
|to hold: | |
+-------------------------------------------------+------------------------+
|12. Date on which proxy holder will cease to hold| |
|voting rights: | |
+-------------------------------------------------+------------------------+
+-----------------------------+--------------------------------------------+
| | |
|13. Additional information: | |
+-----------------------------+--------------------------------------------+
|14. Contact name: |Richard Loader (Rathbones) |
+-----------------------------+--------------------------------------------+
|15. Contact telephone number:|020 7399 0000 |
+-----------------------------+--------------------------------------------+
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(ii) they are solely responsible for the content, accuracy and
originality of the information contained therein.
Source: Rathbone Brothers PLC via Thomson Reuters ONE
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