Holding(s) in Company (8516O)
September 23 2011 - 9:59AM
UK Regulatory
TIDMNBLS TIDMNBLU TIDMRAT
RNS Number : 8516O
NB Global Floating Rate Income Fund
23 September 2011
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or the
underlying issuer of existing shares to NB Global Floating Rate Income
which voting rights are attached: (ii) Fund Limited
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights
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An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please
specify): X
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3. Full name of person(s) subject
to the
notification obligation: (iii) Rathbone Brother PLC
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4. Full name of shareholder(s) Rathbone Brothers PLC
(if different from 3.):(iv) Rathbone Investment Management Limited
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5. Date of the transaction and date
on
which the threshold is crossed or
reached: (v) 14 April 2011
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6. Date on which issuer notified: 19 September 2011
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7. Threshold(s) that is/are crossed
or
reached: (vi, vii) 5%
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type
of shares if
possible Situation previous
using the to the triggering Resulting situation after the triggering
ISIN CODE transaction transaction
------------- -------------------------------- ----------------------------------------------------------------------------
Number
Number of
of Voting Number Number of voting % of voting rights
Shares Rights of shares rights (x)
------------- ------------- ----------------- ------------- --------------------------- --------------------------------
Direct Indirect
Direct (xi) (xii) Direct Indirect
------------- --- ------ ------ ----- ------------- ---------------- --------- ----------------- -------------
0.1p
Ordinary
GG00B3KX4Q34 14,993,518 23,989,628.8
GG00B3P7S359 0 0 1,350,000 1,350,000 N/A 25,339,628.8 5.09%
------------- ----------------- ------------- ---------------- --------- ----------------- -------------
* GBP shares equal 1.6 votes per share
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B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Number of voting
rights that may
be
Exercise/ acquired if the
Type of financial Expiration Conversion Period instrument is % of voting
instrument date (xiii) (xiv) exercised/ converted. rights
-------------------- -------------- --------------------------------- ---------------------------- ----------------------
N/A N/A N/A N/A N/A
-------------------- -------------- --------------------------------- ---------------------------- ----------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
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Resulting situation after the triggering transaction
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Exercise/
Type of Conversion Number of voting
financial Exercise Expiration period rights instrument % of voting rights
instrument price date (xvii) (xviii) refers to (xix, xx)
--------------- ----------- ------------- ----------------- ------------------------------- ----------------------------
N/A N/A N/A N/A N/A Nominal Delta
--------------- ----------- ------------- ----------------- ------------------------------- --------------- -----------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
------------------------------------------------------------ ---------------------------------------------------------------
25,339,628.8 5.09%
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9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
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Rathbone Brothers PLC*
Rathbone Investment Management Limited 4.37%
Rathbone Unit Trust Management Limited 0.45%
Rathbone Investment Management International Limited 0.27%
* Rathbone Brothers PLC is the holding company of the following
Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will
cease
to hold:
------------------------------------------------ ----------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
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Total shares in issue used as a
13. Additional information: denominator is 497,577,443.2
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14. Contact name: Compliance Department
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15. Contact telephone number: 0207 399 0000
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This information is provided by RNS
The company news service from the London Stock Exchange
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