Director/PDMR Shareholding (5837O)
September 20 2011 - 9:16AM
UK Regulatory
TIDMRAT
RNS Number : 5837O
Rathbone Brothers PLC
20 September 2011
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
State whether the notification
relates to (i) a transaction
notified in accordance with DTR
3.1.2 R, (ii) a disclosure made
in accordance LR 9.8.6R(1) or
(iii) a disclosure made in
Name of the issuer accordance with section 793 of
1. Rathbone Brothers Plc 2. the Companies Act (2006). (i)
---- -------------------------------- ---- --------------------------------
State whether notification
relates to a person connected
with a person discharging
managerial
Name of person discharging responsibilities/director named
managerial in 3 and identify the connected
responsibilities/director person Notification in respect
3. Richard Smeeton 4. of the director's spouse
---- -------------------------------- ---- --------------------------------
Indicate whether the
notification is in respect of a Description of shares
holding of the person referred (including class), debentures
to in 3 or 4 above or in or derivatives or financial
respect of a non-beneficial instruments relating to shares
5. interest 1 Beneficial interest 6. Ordinary shares of 5p
---- -------------------------------- ---- --------------------------------
Name of registered
shareholders(s) and, if more
than one, the number of shares
held by each of them Rathbone State the nature of the
7. Nominees Limited 8. transaction Share sale
---- -------------------------------- ---- --------------------------------
Percentage of issued class
acquired (treasury shares of
Number of shares, debentures or that class should not be taken
financial instruments relating into account when calculating
9. to shares acquired N/a 10. percentage) N/a
---- -------------------------------- ---- --------------------------------
Percentage of issued class
disposed (treasury shares of
Number of shares, debentures or that class should not be taken
financial instruments relating into account when calculating
11. to shares disposed 6,000 12. percentage) 0.014%
---- -------------------------------- ---- --------------------------------
Price per share or value of Date and place of transaction
13. transaction GBP10.80 14. 20 September 2011, London
---- -------------------------------- ---- --------------------------------
Total holding following
notification and total
percentage holding following
notification (any treasury
shares should not be taken into
account when calculating Date issuer informed of
15. percentage) 122,333 (0.282%) 16. transaction 20 September 2011
---- -------------------------------- ---- --------------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which or date on
17. Date of grant 18. which exercisable
---- -------------------------------- ---- --------------------------------
Description of shares or
Total amount paid (if any) for debentures involved (class and
19. grant of the option 20. number)
---- -------------------------------- ---- --------------------------------
Exercise price (if fixed at
time of grant) or indication Total number of shares or
that price is to be fixed at debentures over which options
21. the time of exercise 22. held following notification
---- -------------------------------- ---- --------------------------------
Name of contact and telephone number
Any additional information for queries
23. N/a 24. Richard Loader 020 7399 0000
---- --------------------------- ---- -------------------------------------
Name of authorised official of issuer responsible for making
notification
Richard Loader
Company Secretary
Date of notification
20 September 2011
-------------------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS
notification required by DR 3.3.
(1) An issuer making a notification in respect of a transaction
relating to the shares or debentures of the issuer
should complete boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect of a derivative
relating the shares of the issuer should complete boxes
1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect of options
granted to a director/person discharging managerial
responsibilities should complete boxes 1 to 3 and 17
to 24.
(4) An issuer making a notification in respect of a financial
instrument relating to the shares of the issuer (other
than a debenture) should complete boxes 1 to 4, 6,
8, 9, 11, 13, 14, 16, 23 and 24.
This information is provided by RNS
The company news service from the London Stock Exchange
END
RDSSEMFDSFFSEFU
Rathbones (LSE:RAT)
Historical Stock Chart
From Jun 2024 to Jul 2024
Rathbones (LSE:RAT)
Historical Stock Chart
From Jul 2023 to Jul 2024
