PJF Prospect Japan

 
TIDMPJF 
 
For filings with the FCA include the annex 
 
For filings with issuer exclude the annex 
 
 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 
 
 
 
 
1. Identity of the issuer or the underlying issuer                    The Prospect Japan 
of existing shares to which voting rights are                                   Fund Ltd 
attached:ii 
 
2 Reason for the notification (please tick the appropriate box or boxes): 
 
An acquisition or disposal of voting rights                                       X 
 
An acquisition or disposal of qualifying financial instruments which may 
result in the acquisition of shares already issued to which voting rights are 
attached 
 
An acquisition or disposal of instruments with similar economic effect to 
qualifying financial instruments 
 
An event changing the breakdown of voting rights 
 
Other (please specify): 
 
                                                                  Weiss Asset Management 
3. Full name of person(s) subject to the                                              LP 
notification obligation:iii 
 
 
                                                                 Brookdale International 
4. Full name of shareholder(s)                                           Partners, L.P., 
 (if different from 3.):iv                                              Brookdale Global 
                                                                       Opportunity Fund (1) 
 
5. Date of the transaction and date on 
which the threshold is crossed or                                            Feb-04-2015 
reached: v 
 
6. Date on which issuer notified:                                            Feb-09-2015 
 
7. Threshold(s) that is/are crossed or                                              > 5% 
reached: vi, vii 
 
 
(1)Weiss Asset Management LP is the Investment Manager to Brookdale Global 
Opportunity Fund and Brookdale International Partners, L.P. 
 
 
8. Notified details: 
 
A: Voting rights attached to shares viii, ix 
 
Class/type of    Situation         Resulting situation after the triggering transaction 
shares           previous 
                 to the triggering 
                 transaction 
if possible 
using            Number   Number   Number    Number of voting       % of  voting rights 
the ISIN CODE    of       of       of shares rights                 x 
                 Shares   Voting 
                          Rights   Direct    Direct xi Indirect xii Direct   Indirect 
 
  GB00B011QL44   Below 5% Below 5% 6,979,265 6,979,265     n/a      7.55 %       n/a 
 
 
 
 
B: Qualifying Financial Instruments 
 
Resulting situation after the triggering transaction 
 
Type of financial  Expiration Exercise/              Number of voting       % of voting 
instrument         date xiii  Conversion Period xiv  rights that may be     rights 
                                                     acquired if the 
                                                     instrument is 
                                                     exercised/ converted. 
 
 
 
 
 
 
C: Financial Instruments with similar economic effect to Qualifying Financial 
Instruments xv, xvi 
 
Resulting situation after the triggering transaction 
 
Type of    Exercise Expiration   Exercise/     Number of voting rights   % of voting 
financial  price    date xvii    Conversion    instrument refers to      rights xix, xx 
instrument                       period xviii 
 
 
                                                                         Nominal   Delta 
 
 
 
 
 
Total (A+B+C) 
 
Number of voting rights                  Percentage of voting rights 
 
6,979,265                                7.55 % 
 
 
 
 
 
9. Chain of controlled undertakings through which the voting rights and/or the 
financial instruments are effectively held, if applicable: xxi 
 
 
 
Brookdale International Partners, L.P: 5,094,863 shares (5.51 %) 
 
Brookdale Global Opportunity Fund: 1,884,402 shares (2.04 %) 
 
 
 
 
Proxy Voting: 
 
10. Name of the proxy holder: 
 
11. Number of voting rights proxy holder will cease to hold: 
 
12. Date on which proxy holder will cease to hold voting rights: 
 
13. Additional information: 
 
14. Contact name:                                                        Georgiy Nikitin 
 
15. Contact telephone number:                                            +1-617-778-7725 
 
 
 
 
 
 
 
 
END 
 

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