Prospect Japan Fund Ld Holding(s) in Company (0280T)
November 14 2013 - 5:15AM
UK Regulatory
TIDMPJF
RNS Number : 0280T
Prospect Japan Fund Ld
14 November 2013
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-----------------------------------------------
1. Identity of the issuer or the underlying The Prospect Japan Fund Limited
issuer
of existing shares to which voting rights
are
attached:
------------------------------------------------------------ --------------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
----------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
------------------------------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
------------------------------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
------------------------------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------------------------- -------
Other (please specify): Issuer purchased and cancelled 10,000 of the Issuer's Yes
own equity shares, which increased the shareholder's percentage
of outstanding shares owned.
------------------------- ---------------------------------------------------------------------- -------
3. Full name of person(s) subject Permal Investment Holdings N.V.
to the
notification obligation:
----------------------------------------------------- ---------------------------------------------------
4. Full name of shareholder(s) BNY Mellon (FBO Permal Investment Holdings
(if different from 3.): N.V.)
----------------------------------------------------- ---------------------------------------------------
5. Date of the transaction and date 21 October 2013
on
which the threshold is crossed
or
reached:
----------------------------------------------------- ---------------------------------------------------
6. Date on which issuer notified: 13 November 2013
----------------------------------------------------- ---------------------------------------------------
7. Threshold(s) that is/are crossed
or
reached: 10%
----------------------------------------------------- ---------------------------------------------------
8. Notified details:
-----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
-----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------------- ----------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of rights (x)
Shares Voting shares
Rights
------------- --------------- --------------------- --------- ------------------------ ---------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----- ------ ------- ------ ---- --------- ------------ ---------- ----------- --------------
GB00B011QL44 9,483,572 9,483,572 9,483,572 10.00%
------------- --------------- --------------------- --------- ------------ ---------- ----------- --------------
B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
be
acquired if the
instrument is
exercised/ converted.
---------------------- --------------- ----------------------------- ------------------------ ---------------------
n/a
---------------------- --------------- ----------------------------- ------------------------ ---------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
-----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date Conversion rights instrument
instrument period refers to
--------------- ------------- --------------- --------------- -------------------------- -------------------------
n/a Nominal Delta
--------------- ------------- --------------- --------------- -------------------------- ------------ -----------
Total (A+B+C)
-----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------------- -------------------------------------------------------
9,483,572 10.00%
-------------------------------------------------------------- -------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable:
----------------------------------------------------------------------------------
Permal Investment Holdings N.V. (9,483,572 shares and voting rights of
10.00% - up from 9.96% at time of the last filing.)
Proxy Voting:
----------------------------------------------------------------------------------
10. Name of the proxy holder: n/a
----------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will
cease
to hold:
----------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
----------------------------------------------------- ---------------------------
13. Additional information:
----------------------------------------- ---------------------------------------
14. Contact name: Karen Hager
----------------------------------------- ---------------------------------------
15. Contact telephone number: +1 (212) 418 6624
----------------------------------------- ---------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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