Prospect Japan Fund Ld Holding(s) in Company (2579U)
December 24 2012 - 5:22AM
UK Regulatory
TIDMPJF
RNS Number : 2579U
Prospect Japan Fund Ld
24 December 2012
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
------------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying Prospect Japan Fund Ltd
issuer
of existing shares to which voting rights
are
attached: (ii)
---------------------------------------------------- ------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights X
--------------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
--------------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
------------------ ------------------------------------------------------------- -------
3. Full name of person(s) subject Lazard Asset Management LLC
to the
notification obligation: (iii)
------------------------------------------ ----------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv) Bank of New York, Inc. - Dir Personal
CIBC-Mellon Canadian office
Mellon Trust
Morgan Guaranty - Personal Custody
Northern Trust Co.
State Street Bank & Trust Company
State Street Bank - Custodian - ETC
State Street Bank - Master Tr - ETC
State Street Bank - Custody Master
Trust
------------------------------------------ ----------------------------------------------
5. Date of the transaction and date 21 December 2012
on
which the threshold is crossed
or
reached: (v)
------------------------------------------ ----------------------------------------------
6. Date on which issuer notified: 24 December 2012
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7. Threshold(s) that is/are crossed Increase from 15% to 17%
or
reached: (vi, vii)
------------------------------------------ ----------------------------------------------
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ------------------------------------ ---------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
------------- ---------------- ------------------ ------------- ----------------------- -----------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----- ------- ------ ----- --- ------------- ---------- ----------- ------------- --------------
GB00B011QL44 15,274,509 15,244,509 16,274,509 16,244,509 17.009%
---------------- ------------------ ------------- ---------- ----------- ------------- --------------
B: Qualifying Financial Instruments
--------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
---------------------- --------------- ------------------------------ --------------------------- --------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
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Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
--------------- -------------- ------------- ------------------ --------------------------- -------------------------
Nominal Delta
--------------- -------------- ------------- ------------------ --------------------------- ------------ -----------
Total (A+B+C)
--------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------------------- --------------------------------------------------------
16,244,509 17.009%
---------------------------------------------------------------- --------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
--------------------------------------------------------------------------------
Lazard Asset Management LLC controls all the voting rights held of this
issuer.
Proxy Voting:
--------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
--------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will
cease
to hold:
--------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
--------------------------------------------------- ---------------------------
13. Additional information:
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14. Contact name: Legal & Compliance Department
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15. Contact telephone number: 0207 448 2165
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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