Holding(s) in Company (2539J)
June 28 2011 - 5:55AM
UK Regulatory
TIDMPJF
RNS Number : 2539J
Prospect Japan Fund Ld
28 June 2011
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
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1. Identity of the issuer or the
underlying issuer of existing shares to
which voting rights are attached: The Prospect Japan Fund Limited
------------------------------------------ ----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights Yes
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An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached No
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments No
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An event changing the breakdown of voting rights No
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Other (please
specify): No
--------------- ---------------------------------------------------- -------
3. Full name of person(s) subject
to the
notification obligation: CG Asset Management Limited
------------------------------------ ----------------------------------------
4. Full name of shareholder(s) Nortrust Nominees and Smith &
(if different from 3.): Williamson Nominees
------------------------------------ ----------------------------------------
5. Date of the transaction and date
on
which the threshold is crossed or
reached: 10/06/2011
------------------------------------ ----------------------------------------
6. Date on which issuer notified: 28/06/2011
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7. Threshold(s) that is/are crossed
or
reached: 10%
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8. Notified details:
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A: Voting rights attached to shares
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Class/type
of shares if
possible Situation previous
using the to the triggering Resulting situation after the triggering
ISIN CODE transaction transaction
------------- ----------------------------------- -----------------------------------------------------------------------
Number
Number of
of Voting Number Number of voting % of voting rights
Shares Rights of shares rights (x)
------------- -------------- ------------------- ------------- ------------------------ ------------------------------
Direct Indirect
Direct (xi) (xii) Direct Indirect
------------- ---- ------ ------ ----- ---- ------------- ------------- --------- --------------- -------------
GB00B011QL44 3,680,000 3,680,000 10,245,436 10,245,436 10.33%
------------- -------------- ------------------- ------------- ------------- --------- --------------- -------------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Number of voting
rights that may
be
acquired if the
Type of financial Expiration Exercise/ instrument is % of voting
instrument date Conversion Period exercised/ converted. rights
--------------------- -------------- -------------------------------- ---------------------------- --------------------
n/a n/a n/a n/a n/a
--------------------- -------------- -------------------------------- ---------------------------- --------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
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Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of Exercise/ Number of voting
financial Exercise Expiration Conversion rights instrument
instrument price date period refers to % of voting rights
--------------- ------------ ------------- ------------------- ----------------------------- -------------------------
Nominal Delta
--------------- ------------ ------------- ------------------- ----------------------------- ------------- ----------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
--------------------------------------------------------------- ----------------------------------------------------------
10,245,436 10.33%
--------------------------------------------------------------- ----------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable:
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Nortrust Nominees for CG Portfolio Fund Limited - 4.74%
Smith & Williamson Nominees for Capital Gearing Trust Plc - 1.85%
Nortrust Nominees for CG Portfolio Fund Plc - 3.73%
Proxy Voting:
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10. Name of the proxy holder: n/a
------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will
cease
to hold: n/a
------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to
hold
voting rights: n/a
------------------------------------------------- ---------------------------
13. Additional information:
-------------------------------------- --------------------------------------
14. Contact name: David Brazier
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15. Contact telephone number: 0207 131 4742
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This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLFPMLTMBATMIB
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