Holding(s) in Company (6637Y)

TIDMPJF
RNS Number : 6637Y
Prospect Japan Fund Ld
29 December 2010
 
 
 
 
 
   TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
  ----------------------------------------------- 
--------------------------------------------------------------------------- 
 
 1. Identity of the issuer or the 
 underlying issuer of existing 
 shares to which voting rights are 
 attached:                             Prospect Japan Fund Ltd 
------------------------------------  ------------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
--------------------------------------------------------------------------- 
 An acquisition or disposal of voting 
 rights 
-------------------------------------  ------------------------------------ 
 An acquisition or disposal of 
 qualifying financial instruments 
 which may result in the acquisition 
 of shares already issued to which 
 voting rights are attached 
-------------------------------------  ------------------------------------ 
 An acquisition or disposal of 
 instruments with similar economic 
 effect to qualifying financial 
 instruments 
-------------------------------------  ------------------------------------ 
 An event changing the breakdown of 
 voting rights                                           X 
-------------------------------------  ------------------------------------ 
 Other (please 
  specify): 
------------------------------------   ------------------------------------ 
 3. Full name of person(s) subject 
  to the 
  notification obligation:             Lazard Asset Management LLC 
------------------------------------  ------------------------------------- 
                                       Bank of New York, Inc. - Dir 
                                       Personal Mellon Trust Morgan 
                                       Guaranty - Personal Custody Northern 
                                       Trust Co. State Street Bank & Trust 
 4. Full name of shareholder(s)        Company State Street Bank - Boston 
 (if different from 3.):               State Street Bank - Master Trust 
------------------------------------  ------------------------------------- 
 5. Date of the transaction and date 
  on 
  which the threshold is crossed or 
  reached:                             24/12/2010 
------------------------------------  ------------------------------------- 
 6. Date on which issuer notified:     29/12/2010 
------------------------------------  ------------------------------------- 
 7. Threshold(s) that is/are crossed 
  or 
  reached:                             11% 
------------------------------------  ------------------------------------- 
 
 
 
 8. Notified details: 
----------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
----------------------------------------------------------------------------------------------------------------- 
 Class/type 
 of shares if 
 possible       Situation previous 
 using the       to the triggering                Resulting situation after the triggering 
 ISIN CODE       transaction                       transaction 
-------------  --------------------------------  ---------------------------------------------------------------- 
                                 Number 
                Number            of 
                of                Voting          Number         Number of voting 
                Shares            Rights           of shares      rights                 % of voting rights 
-------------  ---------------  ---------------  -------------  ----------------------  ------------------------- 
                                                  Direct         Direct     Indirect     Direct        Indirect 
-------------      -----------    -----------    -------------  ---------  -----------  ------------  ----------- 
 GB00B011QL44                    10,960,710                                 10,960,710                 11.001% 
               ---------------  ---------------  -------------  ---------  -----------  ------------  ----------- 
 
 
 B: Qualifying Financial Instruments 
----------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------- 
                                                                   Number of voting 
                                                                    rights that may 
                                                                    be 
 Type of                                                            acquired if the 
 financial          Expiration     Exercise/                        instrument is            % of voting 
 instrument          date           Conversion Period               exercised/ converted.     rights 
-----------------  -------------  ------------------------------  ------------------------  --------------------- 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments 
----------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------- 
 Type of                                        Exercise/        Number of voting 
 financial        Exercise       Expiration     Conversion        rights instrument 
 instrument        price         date           period            refers to                % of voting rights 
---------------  -------------  -------------  ---------------  ------------------------  ----------------------- 
                                                                                           Nominal       Delta 
---------------  -------------  -------------  ---------------  ------------------------  ------------  --------- 
 
 
 Total (A+B+C) 
----------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                            Percentage of voting rights 
-------------------------------------------------  -------------------------------------------------------------- 
 10,960,710                                         11.001% 
-------------------------------------------------  -------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: 
---------------------------------------------------------------------------- 
 Lazard Asset Management LLC controls all the voting rights held of this 
  issuer. 
 
 Proxy Voting: 
---------------------------------------------------------------------------- 
 10. Name of the proxy holder:                 N/A 
--------------------------------------------  ------------------------------ 
 11. Number of voting rights proxy holder 
 will cease to hold: 
--------------------------------------------  ------------------------------ 
 12. Date on which proxy holder will cease 
 to hold voting rights: 
--------------------------------------------  ------------------------------ 
 
 13. Additional information: 
--------------------------------------------  ------------------------------ 
 14. Contact name:                             Legal & Compliance Department 
--------------------------------------------  ------------------------------ 
 15. Contact telephone number:                 0207 448 2047 
--------------------------------------------  ------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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