Holding(s) in Company
December 18 2009 - 8:07AM
UK Regulatory
TIDMPJF
RNS Number : 3956E
Prospect Japan Fund Ld
18 December 2009
+--------------------+-------------+-------------+-------------+-------------+---------+
| | |
+------------------------------------------------+-------------------------------------+
| | |
+------------------------------------------------+-------------------------------------+
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
| |
+--------------------------------------------------------------------------------------+
| |
+--------------------------------------------------------------------------------------+
| | |
+--------------------------------------------------------------+-----------------------+
| 1. Identity of the issuer or the underlying issuer | The Prospect Japan |
| of existing shares to which voting rights are | Fund Limited |
| attached: ii | |
+--------------------------------------------------------------+-----------------------+
| 2 Reason for the notification (please tick the appropriate box or boxes): |
+--------------------------------------------------------------------------------------+
| An acquisition or disposal of voting rights | Yes |
+----------------------------------------------------------------------------+---------+
| An acquisition or disposal of qualifying financial instruments which may | No |
| result in the acquisition of shares already issued to which voting rights | |
| are attached | |
+----------------------------------------------------------------------------+---------+
| An acquisition or disposal of instruments with similar economic effect to | No |
| qualifying financial instruments | |
+----------------------------------------------------------------------------+---------+
| An event changing the breakdown of voting rights | No |
+----------------------------------------------------------------------------+---------+
| Other (please | | No |
| specify): | | |
+--------------------+-------------------------------------------------------+---------+
| 3. Full name of person(s) | Permal Japan Holdings N.V |
| subject to the | Japan Omnibus Ltd. |
| notification obligation: iii | |
+----------------------------------+---------------------------------------------------+
| 4. Full name of shareholder(s) | BNY Mellon |
| (if different from 3.):iv | |
+----------------------------------+---------------------------------------------------+
| 5. Date of the transaction and | 15th December 2009 |
| date on | |
| which the threshold is crossed | |
| or | |
| reached: v | |
+----------------------------------+---------------------------------------------------+
| 6. Date on which issuer | 18th December 2009 |
| notified: | |
+----------------------------------+---------------------------------------------------+
| 7. Threshold(s) that is/are | 25%, 20% & 15% |
| crossed or | |
| reached: vi, vii | |
+--------------------+-------------+-------------+-------------+-------------+---------+
+----------------+----------+--+--------+----------------+--+--+----------------+--+---------+--+--------------+----+----------------+--+--+--------+
| 8. Notified details: |
+---------------------------------------------------------------------------------------------------------------------------------------------------+
| A: Voting rights attached to shares viii, ix |
+---------------------------------------------------------------------------------------------------------------------------------------------------+
| Class/type of | Situation previous | Resulting situation after the triggering |
| shares | to the triggering | transaction |
| if possible | transaction | |
| using | | |
| the ISIN CODE | | |
+ +---------------------------------------------+------------------------------------------------------------------------------------+
| | Number | Number | Number | Number | % of voting rights x |
| | of | of | of | of | |
| | Shares | Voting | shares | voting | |
| | | Rights | | rights | |
+ + + +-------------------+---------------------------+------------------------------------+
| | | | Direct | Direct xi | Indirect xii | Direct | Indirect |
+----------------+----------------------+----------------------+-------------------+------------+--------------+------------------------+-----------+
| US Dollar | 30,079,855 | 30,079,855 | 10,849,086 | 10,849,086 | | 10.81 % | |
| shares | | | | | | | |
| GB00B011QL44 | | | | | | | |
+----------------+ + + + + + + +
| | | | | | | | |
+----------------+----------------------+----------------------+-------------------+------------+--------------+------------------------+-----------+
| |
+---------------------------------------------------------------------------------------------------------------------------------------------------+
| B: Qualifying Financial Instruments |
+---------------------------------------------------------------------------------------------------------------------------------------------------+
| Resulting situation after the triggering transaction |
+---------------------------------------------------------------------------------------------------------------------------------------------------+
| Type of financial | Expiration | Exercise/ | Number of voting | % of voting |
| instrument | date xiii | Conversion | rights that may | rights |
| | | Period xiv | be | |
| | | | acquired if the | |
| | | | instrument is | |
| | | | exercised/ | |
| | | | converted. | |
+------------------------------+-------------------------+-----------------------------------+---------------------------------------+--------------+
| n/a | | | | |
+------------------------------+-------------------------+-----------------------------------+---------------------------------------+--------------+
| |
+---------------------------------------------------------------------------------------------------------------------------------------------------+
| C: Financial Instruments with similar economic effect to Qualifying Financial |
| Instruments xv, xvi |
+---------------------------------------------------------------------------------------------------------------------------------------------------+
| Resulting situation after the triggering transaction |
+---------------------------------------------------------------------------------------------------------------------------------------------------+
| Type of financial | Exercise | Expiration | Exercise/ | Number of voting | % of voting |
| instrument | price | date xvii | Conversion | rights instrument | rights xix, xx |
| | | | period xviii | refers to | |
| | | | | | |
+---------------------------+-----------+-------------------+----------------------+--------------------------------+-------------------------------+
| n/a | | | | | Nominal | Delta |
+ + + + + +----------------------+--------+
| | | | | | | |
+---------------------------+-----------+-------------------+----------------------+--------------------------------+----------------------+--------+
| |
+---------------------------------------------------------------------------------------------------------------------------------------------------+
| Total (A+B+C) |
+---------------------------------------------------------------------------------------------------------------------------------------------------+
| Number of voting rights | Percentage of voting rights |
+-------------------------------------------------------------------------------+-------------------------------------------------------------------+
| 10,849,086 | 10.81 % |
+----------------+----------+--+--------+----------------+--+--+----------------+--+---------+--+--------------+----+----------------+--+--+--------+
+--------------------------------------------+---+---------------------------------+
| 9. Chain of controlled undertakings through which the voting rights and/or the |
| financial instruments are effectively held, if applicable: xxi |
+----------------------------------------------------------------------------------+
| Permal Japan Holdings N.V. 10,849,086 voting rights (10.81 %) |
| Japan Omnibus Ltd 10,849,086 voting rights (10.81 %) |
| Japan Omnibus Ltd's sole beneficial owner is Permal Japan Holdings N.V. |
| As asset managers to Permal Japan Holdings N.V. and other fund clients Permal |
| Asset Management Inc. and Permal Investment Management Services Limited in total |
| hold the following indirect voting rights, |
| Permal Asset Management Inc. 30,079,855 voting rights (29.97 %) |
| Permal Investment Management Services Limited 30,079,855 voting rights (29.97 |
| %) |
| |
+----------------------------------------------------------------------------------+
| |
+----------------------------------------------------------------------------------+
| Proxy Voting: |
+----------------------------------------------------------------------------------+
| 10. Name of the proxy holder: | n/a |
+------------------------------------------------+---------------------------------+
| 11. Number of voting rights proxy holder will | |
| cease | |
| to hold: | |
+------------------------------------------------+---------------------------------+
| 12. Date on which proxy holder will cease to | |
| hold | |
| voting rights: | |
+------------------------------------------------+---------------------------------+
| |
+----------------------------------------------------------------------------------+
| 13. Additional information: | The indirect voting rights of |
| | Permal Asset Management Inc. and |
| | Permal Investment Management |
| | Services Limited are held as asset |
| | managers to Permal Japan Holdings |
| | N.V. and other fund clients. Japan |
| | Omnibus Ltd's sole beneficial owner |
| | is Permal Japan Holdings N.V. |
| | Permal Asset Management Inc. and |
| | Permal Investment Management |
| | Services Limited are not subject to |
| | a notification obligation as their |
| | overall voting rights have not |
| | changed. |
| | |
+--------------------------------------------+-------------------------------------+
| 14. Contact name: | Michael McDonough, Permal |
| | Investment Management Services |
| | Limited |
+--------------------------------------------+-------------------------------------+
| 15. Contact telephone number: | + 44 (0) 20 7389 1336 |
+--------------------------------------------+---+---------------------------------+
This information is provided by RNS
The company news service from the London Stock Exchange
END
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