ONESAVINGS BANK PLC Holding(s) In Company
January 22 2020 - 10:37AM
UK Regulatory
TIDMOSB
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to
the FCA in Microsoft Word format if possible)(i)
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1a. Identity of the issuer or the underlying
issuer of existing shares to which
voting rights are attached(ii) : ONESAVINGS BANK PLC
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1b. Please indicate if the issuer is a non-UK issuer (please mark with an
"X" if appropriate)
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Non-UK issuer
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2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
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An acquisition or disposal of voting rights X
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An acquisition or disposal of financial instruments X
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An event changing the breakdown of voting rights
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Other (please specify)(iii) :
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3. Details of person subject to the notification obligation(iv)
Name Barclays Plc
City and country of registered office
(if applicable) London , United Kingdom
4. Full name of shareholder(s) (if different from 3.)(v)
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Name
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City and country of registered office
(if applicable)
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5. Date on which the threshold was
crossed or reached(vi) : 20 Jan 2020
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6. Date on which issuer notified (DD/MM/YYYY): 22 Jan 2020
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7. Total positions of person(s) subject to the notification obligation
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% of voting rights
through financial
% of voting rights instruments Total number
attached to shares (total of 8.B 1 Total of both in of voting rights
(total of 8. A) + 8.B 2) % (8.A + 8.B) of issuer(vii)
-------------------------- ---------------------- ---------------------- ---------------- -----------------------------
Resulting situation
on the date on
which threshold
was crossed or
reached 1.469 4.538 6.007 445,443,454
-------------------------- ---------------------- ---------------------- ---------------- -----------------------------
Position of previous
notification (if
applicable) 0.857 5.122 5.979 445,443,454
-------------------------- ---------------------- ---------------------- ---------------- -----------------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
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A: Voting rights attached to shares
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Class/type of
shares
ISIN code (if possible) Number of voting rights(ix) % of voting rights
-------------------------
Indirect
Direct Indirect (Art 10 of
(Art 9 of Directive (Art 10 of Directive Direct Directive
2004/109/EC) 2004/109/EC) (Art 9 of Directive 2004/109/EC)
(DTR5.1) (DTR5.2.1) 2004/109/EC) (DTR5.1) (DTR5.2.1)
------------------------- ---------------------- ---------------------- -------------------------------- ----------------
GB00BM7S7K96 5,948,503 595,836 1.335 0.134
------------------------- ---------------------- ---------------------- -------------------------------- ----------------
SUBTOTAL 8. A 6,544,339 1.469
------------------------- ---------------------------------------------- --------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
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Number of voting rights
that may be acquired
if the instrument
Type of financial Expiration Exercise/ is % of voting
instrument date(x) Conversion Period(xi) exercised/converted. rights
------------------------- ---------------------- ---------------------- -------------------------------- ----------------
Right to recall
(Collateral) NA NA 7,287,891 1.636
------------------------- ---------------------- ---------------------- -------------------------------- ----------------
SUBTOTAL 8. B 1 7,287,891 1.636
---------------------- -------------------------------- ----------------
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
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Exercise/
Type of financial Expiration Conversion Physical or cash Number of % of voting
instrument date(x) Period (xi) settlement(xii) voting rights rights
------------------------- ---------------------- ---------------------- ---------------- -------------
CFD NA NA Cash 77596 0.017%
------------------------- ---------------------- ---------------------- ---------------- -------------
Equity Swap 15/10/2024 NA Cash 12745344 2.861%
------------------------- ---------------------- ---------------------- ---------------- -------------
Equity Swap 30/04/2021 NA Cash 8031 0.002%
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Equity Swap 29/04/2021 NA Cash 8035 0.002%
------------------------- ---------------------- ---------------------- ---------------- -------------
Equity Swap 28/04/2021 NA Cash 16070 0.004%
------------------------- ---------------------- ---------------------- ---------------- -------------
Equity Swap 26/04/2021 NA Cash 8035 0.002%
------------------------- ---------------------- ---------------------- ---------------- -------------
Equity Swap 16/04/2021 NA Cash 7956 0.002%
------------------------- ---------------------- ---------------------- ---------------- -------------
Equity Swap 30/03/2021 NA Cash 1500 0.000%
------------------------- ---------------------- ---------------------- ---------------- -------------
Equity Swap 29/03/2021 NA Cash 2200 0.000%
------------------------- ---------------------- ---------------------- ---------------- -------------
Equity Swap 26/03/2021 NA Cash 2200 0.000%
------------------------- ---------------------- ---------------------- ---------------- -------------
Equity Swap 25/03/2021 NA Cash 2200 0.000%
------------------------- ---------------------- ---------------------- ---------------- -------------
Equity Swap 24/03/2021 NA Cash 2200 0.000%
------------------------- ---------------------- ---------------------- ---------------- -------------
Equity Swap 23/03/2021 NA Cash 2200 0.000%
------------------------- ---------------------- ---------------------- ---------------- -------------
Equity Swap 22/03/2021 NA Cash 2200 0.000%
------------------------- ---------------------- ---------------------- ---------------- -------------
Equity Swap 19/03/2021 NA Cash 2200 0.000%
------------------------- ---------------------- ---------------------- ---------------- -------------
Portfolio Swap 12/08/2026 NA Cash 22339 0.005%
------------------------- ---------------------- ---------------------- ---------------- -------------
Portfolio Swap 09/06/2020 NA Cash 16703 0.004%
------------------------- ---------------------- ---------------------- ---------------- -------------
SUBTOTAL 8.B.2 12,927,009 2.902%
------------------------- ---------------------- ---------------------- ---------------- -------------
9. Information in relation to the person subject to the notification obligation
(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary) X
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% of voting rights
through financial
% of voting rights instruments if it Total of both if
if it equals or is equals or is higher it equals or is higher
higher than the notifiable than the notifiable than the notifiable
Name(xv) threshold threshold threshold
------------------------ -------------------------------- ------------------------- -----------------------
Barclays Plc NA NA 6.007
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Barclays Bank Plc NA NA 6.007
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Barclays Capital
Securities Ltd NA NA 5.856
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Barclays Investment NA NA NA
Solutions Limited
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10. In case of proxy voting, please identify:
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Name of the proxy holder
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The number and % of voting rights held
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The date until which the voting rights
will be held
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11. Additional information(xvi)
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Place of completion London
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Date of completion 22 Jan 2020
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(END) Dow Jones Newswires
January 22, 2020 10:37 ET (15:37 GMT)
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