TR-1: Notification of Major Interest in Shares
September 13 2010 - 4:23AM
UK Regulatory
TIDMGGG
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attached: GGG Resources plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may
result in the acquisition of shares already issued to which voting rights
are attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify): Placing of ordinary shares and warrants X
3. Full name of person(s) subject to the City Natural Resources High
notification obligation: Yield Trust plc
4. Full name of shareholder(s) (if different from As above
3.):
5. Date of the transaction and date on which the Placing date 14/07/2010
threshold is crossed or reached: Listing on AIM 23/07/2010
6. Date on which issuer notified: 09/09/2010
7. Threshold(s) that is/are crossed or reached: 3%
8. Notified details:
A: Voting rights attached to shares
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible Number Number Number Number of voting % of voting
using of of of shares rights rights
the ISIN Shares Voting
CODE Rights
Direct Direct Indirect Direct Indirect
GB00B06JK880 6,600,000 6,600,000 6,600,000 6,600,000 - 2.91% -
GBP 0.01
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that may be rights
Period acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of % of voting
financial price date Conversion voting rights
instrument period rights
instrument
refers to
Nominal Delta
GBP 19/01/2012 Until expiry
Warrants 0.063 date 990,000 0.44%
Total (A+B+C)
Number of voting rights Percentage of voting rights
7,590,000 3.34%
9. Chain of controlled undertakings through which the voting rights and /or the
financial instruments are effectively held, if applicable:
Client No. of voting % of total Registration
rights voting rights name
City Natural Resources High 7,590,000 3.34% HSBC GS Nominees
Yield Trust plc Limited
Proxy Voting:
10. Name of proxy holder: City Natural Resources High
Yield Trust plc
11. Number of voting rights proxy holder will
cease to hold:
12. Date on which proxy holder will cease to
hold voting rights:
13. Additional Based on Total Voting Rights of 227,017,398
information:
14 Contact name: Mike Bassi, F&C Asset Management plc (as Administrator of
City Natural Resources High Yield Trust plc
15. Contact 0131 718 1093
telephone:
For notes on how to complete form TR-1 please see the FSA website.
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares
A: Identity of the persons or legal entity subject to the notification
obligation
Full name GGG Resources plc
(including legal form of legal
entities)
Contact address Company's registered address:
(registered office for legal entities) 58 Mosley Street, Manchester M2 3HZ
Phone number & email Phone 01992 531820
email for Company Secretary:
info@ccgoldfields.com
Other useful information
(at least legal representative for
legal persons)
B: Identity of the notifier, if applicable
Full name Mike Bassi, F&C Asset Management plc
(as Administrator of City Natural
Resources High Yield Trust plc
Contact address 80 George Street, Edinburgh EH2 3BU
Phone number & email 0131 718 1093
Michael.bassi@fandc.com
Other useful information
(e.g. functional relationship with the
person or legal entity subject to the
notification obligation)
C: Additional information
END
GGG Resources (LSE:GGG)
Historical Stock Chart
From Jun 2024 to Jul 2024
GGG Resources (LSE:GGG)
Historical Stock Chart
From Jul 2023 to Jul 2024