UBS AG (EPT) Form 8.5 (EPT/RI) - Firstgroup Plc (8704V)
August 12 2022 - 5:31AM
UK Regulatory
TIDMFGP
RNS Number : 8704V
UBS AG (EPT)
12 August 2022
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this Firstgroup Plc
form relates:
Use a separate form for each offeror/offeree
---------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Firstgroup Plc
connected:
---------------------------------------
(d) Date dealing undertaken: 11 August 2022
---------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
5p Ordinary Buy 622161 1.34800 GBP 1.29500 GBP
----------------- ------------------------ ----------------------- -----------------------
5p Ordinary Sell 318293 1.34700 GBP 1.29500 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
5p Ordinary CFD Long 6500 1.3065 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Long 483 1.29789648033126 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Long 429 1.29790675990676 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Long 2405 1.297559 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Long 4703 1.342253 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Long 15 1.295333 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Long 3979 1.301852 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 64057 1.332566 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 997 1.325 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 162675 1.31565207 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 35480 1.30765586245772 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 1520 1.32209868421053 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 21048 1.33050361079437 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 10952 1.30477720964207 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 1639 1.297371 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 714 1.3129997394958 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 1144 1.305451 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 2930 1.307991 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 615 1.32 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 108 1.296134 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 8995 1.295 GBP
-------------------- ----------------------- ----------------------- ---------------------
5p Ordinary CFD Short 225 1.313 GBP
-------------------- ----------------------- ----------------------- ---------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 12 August 2022
Contact name: Richard Howard
--------------------
Telephone number: +44 (0)207 568 9128
--------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
FERGCGDICDBDGDD
(END) Dow Jones Newswires
August 12, 2022 05:31 ET (09:31 GMT)
Firstgroup (LSE:FGP)
Historical Stock Chart
From Mar 2024 to Apr 2024
Firstgroup (LSE:FGP)
Historical Stock Chart
From Apr 2023 to Apr 2024
