Holding(s) in Company (0448R)
October 28 2011 - 6:11AM
UK Regulatory
TIDMFCAP TIDMJPM
RNS Number : 0448R
FRM Credit Alpha Limited
28 October 2011
For filings with the FSA include the
annex
For filings with issuer exclude the
annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
1. Identity of the issuer or the underlying FRM Credit Alpha Fund
issuer
of existing shares to which voting rights
are
attached: (ii)
----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
----------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
----------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
----------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights
----------------------------------------------------------------------------- -------
Other (please Update of Position Yes
specify):
------------------- -------------------------------------------------------- -------
3. Full name of person(s) subject JPMorgan Chase & Co.
to the
notification obligation: (iii)
----------------------------------------
4. Full name of shareholder(s) J.P. Morgan Securities Ltd
(if different from 3.):(iv)
----------------------------------------
5. Date of the transaction and date N/A
on
which the threshold is crossed
or
reached: (v)
----------------------------------------
6. Date on which issuer notified: 27 October 2011
----------------------------------------
7. Threshold(s) that is/are crossed
or
reached: (vi, vii) 16%
----------------------------------------
8. Notified details:
A: Voting rights attached to shares (viii, ix)
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------------------------------- -----------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of rights (x)
Shares Voting shares
Rights
-------------- ---------------------- --------- ------------------------- ---------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
---- ------- ------- ------ ----- --------- ------------- ---------- ------------- ------------
GG00B4K46K11 N/A N/A 3,754,472 16.96%
-------------- ---------------------- --------- ------------- ---------- ------------- ------------
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
---------------- ------------------------------ ---------------------------- ------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
------------- --------------- ---------------- ----------------------------- -----------------------
Nominal Delta
------------- --------------- ---------------- ----------------------------- ---------- -----------
Total (A+B+C)
Number of voting rights Percentage of voting rights
-------------------------------------------------------
3,754,472 16.96 %
-------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
Total disclosable holding for JPMorgan Chase & Co : 3,754,472 (16.96%)
J.P Morgan Securities Ltd 3,754,472 (16.96%)
Proxy Voting:
10. Name of the proxy holder: N/A
---------------------------
11. Number of voting rights proxy holder will N/A
cease
to hold:
---------------------------
12. Date on which proxy holder will cease to N/A
hold
voting rights:
---------------------------
13. Additional information: N/A
14. Contact name: Andrew Anderson
--------------------------------------
15. Contact telephone number: 020 7777 0424
--------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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