Holding(s) in Company (4771M)
August 16 2011 - 11:18AM
UK Regulatory
TIDMFCAP
RNS Number : 4771M
FRM Credit Alpha Limited
16 August 2011
For filings with the FSA include the
annex
For filings with issuer exclude the
annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or the FRM Credit Alpha Fund
underlying issuer of existing shares to
which voting rights are attached: (ii)
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights X
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An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
-------------- ------------------------------------------------------ -------
3. Full name of person(s) subject Weiss Asset Management LP
to the
notification obligation: (iii)
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4. Full name of shareholder(s) Brookdale International Partners, L.P.,
(if different from 3.):(iv) Brookdale Global Opportunity Fund(1)
---------------------------------- -------------------------------------------
5. Date of the transaction and Aug-09-2011
date on which the threshold is
crossed or reached: (v)
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6. Date on which issuer notified: Aug-11-2011
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7. Threshold(s) that is/are < 29%, 28%, 27%, 26%
crossed or reached: (vi, vii)
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_____________________
(1) Weiss Asset Management LP is the Investment Manager to Brookdale Global Opportunity Fund and Brookdale International Partners, L.P.
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type
of shares if
possible Situation previous
using the to the triggering Resulting situation after the triggering
ISIN CODE transaction transaction
------------- ---------------------------------- ---------------------------------------------------------------------
Number
Number of
of Voting Number Number of voting % of voting rights
Shares Rights of shares rights (x)
------------- -------------- ------------------ ------------ ------------------------ -----------------------------
Direct Indirect
Direct (xi) (xii) Direct Indirect
------------- --- ------- ------ ----- --- ------------ ------------- --------- ------------- --------------
GG00B4K46K11 6,584,266 6,584,266 5,584,266 5,584,266 n/a 25.23% n/a
------------- -------------- ------------------ ------------ ------------- --------- ------------- --------------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Number of voting
rights that may
be
Exercise/ acquired if the
Type of financial Expiration Conversion Period instrument is % of voting
instrument date (xiii) (xiv) exercised/ converted. rights
-------------------- --------------- ------------------------------ --------------------------- --------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
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Resulting situation after the triggering transaction
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Exercise/
Type of Conversion Number of voting
financial Exercise Expiration period rights instrument % of voting rights
instrument price date (xvii) (xviii) refers to (xix, xx)
--------------- ------------ ------------- ----------------- ---------------------------- -------------------------
Nominal Delta
--------------- ------------ ------------- ----------------- ---------------------------- ------------ -----------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
------------------------------------------------------------- ---------------------------------------------------------
5,584,266 25.23 %
------------------------------------------------------------- ---------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
------------------------------------------------------------------------------
Brookdale International Partners, L.P: 17.72 %
Brookdale Global Opportunity Fund: 7.51 %
Proxy Voting:
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10. Name of the proxy holder:
------------------------------------------------ ----------------------------
11. Number of voting rights proxy holder will
cease
to hold:
------------------------------------------------ ----------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
------------------------------------------------ ----------------------------
Please note: This Form TR-1 is not being
filing with the FSA, and is being
furnished to the issuer pursuant to
Article 9.18 of the issuer's Articles of
13. Additional information: Association dated 3 June 2009.
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14. Contact name: Georgiy Nikitin
----------------------------------- -----------------------------------------
15. Contact telephone number: +1-617-778-7725
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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