Holding(s) in Company (8899Z)
January 21 2011 - 6:37AM
UK Regulatory
TIDMFCAP
RNS Number : 8899Z
FRM Credit Alpha Limited
21 January 2011
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
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1. Identity of the issuer or the
underlying issuer of existing
shares to which voting rights are
attached: FRM Credit Alpha Ltd
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting
rights X
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An acquisition or disposal of
qualifying financial instruments
which may result in the acquisition
of shares already issued to which
voting rights are attached
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An acquisition or disposal of
instruments with similar economic
effect to qualifying financial
instruments
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An event changing the breakdown of
voting rights
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Other (please specify):
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3. Full name of person(s) subject
to the Rensburg Sheppards Investment
notification obligation: Management Limited
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4. Full name of shareholder(s)
(if different from 3.): N/A
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5. Date of the transaction and date
on
which the threshold is crossed or
reached: 17 January 2011
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6. Date on which issuer notified: 21 January 2011
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7. Threshold(s) that is/are crossed
or
reached: 6%
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8. Notified details:
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A: Voting rights attached to shares
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Class/type
of shares if
possible Situation previous
using the to the triggering Resulting situation after the triggering
ISIN CODE transaction transaction
------------- -------------------------------- ---------------------------------------------------------------
Number
Number of
of Voting Number Number of voting
Shares Rights of shares rights % of voting rights
------------- --------------- --------------- ------------- --------------------- -------------------------
Direct Direct Indirect Direct Indirect
------------- ----------- ----------- ------------- --------- ---------- ------------ -----------
Part Pref
GBP Shs NPV
GG00B1QH6J27 7,609,073 7,609,073 4,392,723 6.64%
------------- --------------- --------------- ------------- --------- ---------- ------------ -----------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Number of voting
rights that may
be
Type of acquired if the
financial Expiration Exercise/ instrument is % of voting
instrument date Conversion Period exercised/ converted. rights
----------------- ------------- ------------------------------ ----------------------- ---------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
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Resulting situation after the triggering transaction
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Type of Exercise/ Number of voting
financial Exercise Expiration Conversion rights instrument
instrument price date period refers to % of voting rights
--------------- ------------- ------------- --------------- ----------------------- -----------------------
Nominal Delta
--------------- ------------- ------------- --------------- ----------------------- ------------ ---------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
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4,392,723 6.64%
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9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable:
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Client holdings registered in the name of Nominee companies 100% owned
by Rensburg Sheppards Investment Management Limited.
Proxy Voting:
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10. Name of the proxy holder: N/A
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11. Number of voting rights proxy holder
will cease to hold: N/A
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12. Date on which proxy holder will cease
to hold voting rights: N/A
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13. Additional information: N/A
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Phil Beardwell Chartered FCSI
14. Contact name: Senior Compliance Manager
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15. Contact telephone number: 020 7597 1356
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Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification
obligation
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Full name (including legal form of Rensburg Sheppards Investment
legal entities) Management Limited
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Contact address (registered office Quayside House
for legal entities) Canal Wharf
Leeds LS11 5PU
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Phone number & email 0113 236 4171
mike.rigby@rsim.co.uk
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Other useful information Mike Rigby
(at least legal representative for (Head of Compliance)
legal persons)
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B: Identity of the notifier, if applicable
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Full name Philip Martin Beardwell
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Contact address 2 Gresham Street
London
EC2V 7QN
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Phone number & email 020 7597 1356
phil.beardwell@rsim.co.uk
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Other useful information Senior Compliance Manager
(e.g. functional relationship with
the person or legal entity subject
to the notification obligation)
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C: Additional information
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For notes on how to complete form TR-1 please see the FSA website.
This information is provided by RNS
The company news service from the London Stock Exchange
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