Exillon Energy Plc TR-1 Notification of major interest in shares (6429U)
January 02 2013 - 5:30AM
UK Regulatory
TIDMEXI
RNS Number : 6429U
Exillon Energy Plc
02 January 2013
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or the underlying Exillon Energy PLC ( TIDM: EXI)
issuer
of existing shares to which voting rights
are
attached: (ii)
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights
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An acquisition or disposal of qualifying financial instruments X
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
------------------ ------------------------------------------------------------------ --------
3. Full name of person(s) subject
to the Worldview EHS International Master
notification obligation: (iii) Fund
PO BOX 309
Ugland House
Grand Cayman KY1-1104
Cayman Islands
("Fund").
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4. Full name of shareholder(s) A nominee entity of UBS Securities
(if different from 3.):(iv) LLC ("UBS") (which the prime broker
in relation to) is a nominee shareholder
of 5,991,879 shares in the issuer;
and
A nominee entity of Credit Suisse Securities
(Europe) Limited ("Credit Suisse")
(which is the prime broker in relation
to) is a nominee shareholder of 11,555,058
shares in the issuer.
Interactive Broker LLC is a nominee
shareholder of 3,533,413 shares in
the issuer.
------------------------------------------ ----------------------------------------------------
5. Date of the transaction and date 28(th) December 2012
on
which the threshold is crossed
or
reached: (v)
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6. Date on which issuer notified: 2(nd) January 2013
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7. Threshold(s) that is/are crossed Threshold of 13% of the entire issued
or share capital of the issuer exceeded.
reached: (vi, vii)
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------- ------------------------------- --------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of rights (x)
Shares Voting shares
Rights
-------------- ------------- ---------------- -------- --------------------------- -----------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------ ----- ----------- --- -------- --------------- ---------- ---------- -----------
ordinary
shares
in the
capital
of the
issuer
with a
nominal
value of
US$0.0000125 20,951,416 12.97% 17,546,937 3,533,413 10.86% 2.18%
------------- ---------------- -------- --------------- ---------- ---------- -----------
ISIN CODE:
IM00B58FMW76
-------------- ------ ----- ----------- --- -------- ------ ------- ---------- --- ----- ----------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion rights that may rights
Period (xiv) be
acquired if the
instrument is
exercised/ converted.
---------------------- ----------------------- ---------------- ------------------------ ------------------
C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments (xv, xvi)
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Resulting situation after the triggering transaction
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Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date Conversion rights instrument (xix, xx)
instrument (xvii) period refers to
(xviii)
-------------- ------------- ----------- ------------- --------------------------- -----------------------
n/a Ongoing n/a 3,420,574 (or 2.118%) Nominal Delta
and 112,839 (or
0.07%) of the share
capital of the issuer
(total 3,533,413
or 2.18%)
-------------- ------------- ----------- ------------- --------------------------- ----------- ----------
Voting Rights n/a n/a
Agreements
-------------- ------ ----- ----------- --- -------- ------ ------- ---------- ----------- ----------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
--------------------------------------------------------- ----------------------------------------------------
21,080,350 (direct and indirect) 13.05%(direct and indirect)
--------------------------------------------------------- ----------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
---------------------------------------------------------------------------------------
n/a
Proxy Voting:
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10. Name of the proxy holder: n/a
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11. Number of voting rights proxy holder will n/a
cease
to hold:
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12. Date on which proxy holder will cease to n/a
hold
voting rights:
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13. Additional information: Worldview Capital Management SA is
the investment manager ("Investment
Manager") for Worldview EHS International
Master Fund ("Fund"). Worldview Capital
Management LLP ("LLP") is a sub-advisor
to the Investment Manager.
The interest in 10.86% of shares in
the issuer is held through nominees
of UBS and Credit Suisse (as prime
brokers). Interests in 2.18% of the
shares are held through the voting
rights agreements identified in paragraph
C above.
The voting rights agreements provide
that the Investment Manager is entitled
to exercise all voting rights (in
accordance with DTR 5.2.1R (h)), although
it is not permitted to acquire any
shares. We note the definition of
qualifying financial instruments in
the FSA Handbook which the voting
rights agreement does not strictly
fall within, however, pursuant to
DTR 5.1.2 R a notification is required
and the exemptions provided in DTR
5.1.3R do not apply. Accordingly,
for the purpose of this disclosure
the voting rights agreements have
been treated as financial instruments
with similar economic effect.
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14. Contact name: Umesh Mittal
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15. Contact telephone number: 020 3551 7661
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This information is provided by RNS
The company news service from the London Stock Exchange
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