Defenx plc Holding(s) in Company (7747N)
October 28 2016 - 9:30AM
UK Regulatory
TIDMDFX
RNS Number : 7747N
Defenx plc
28 October 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or DEFENX PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
---------------------------------------------------------- -----------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights x
---------------------------------------------------------- -----------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------- -----------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------- -----------------------
An event changing the breakdown of voting rights x
---------------------------------------------------------- -----------------------
Other
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3. Full name of person(s) HARGREAVE HALE LIMITED
subject to the
notification obligation:
(iii)
---------------------------------------------------------- -----------------------
4. Full name of shareholder(s) DISCRETIONARY CLIENTS
(if different from 3.):(iv)
---------------------------------------------------------- -----------------------
5. Date of the transaction 27 OCTOBER 2016
and date on
which the threshold is
crossed or
reached: (v)
---------------------------------------------------------- -----------------------
6. Date on which issuer 28 OCTOBER 2016
notified:
---------------------------------------------------------- -----------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 5%
---------------------------------------------------------- -----------------------
8. Notified details:
---------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
---------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- --------------------------------- -------------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- --------------- ---------------- ---------------------------- ---------------------- -------------------
Direct Indirect Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ------------ ------------- ------------- --------- ----------- -------- ---------
GB00BYNF4J61 0 0 500,000 500,000 5.8019%
--------------- ---------------- ------------- ------------- --------- ----------- -------- ---------
B: Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- --------------- ------------------------------- --------------------------------- -------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- --------------- ---------------- ------------- ------------------------ ------------------------------
Nominal Delta
--------------- --------------- ---------------- ------------- ------------------------ ------------------- ---------
Total (A+B+C)
---------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
----------------------------------------------------------------- --------------------------------------------------------
500,000 5.8019%
----------------------------------------------------------------- --------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
------------------------------------------------------------------------------------------------------
All of these shares are held for a unit trust operated
by Marlborough Fund Managers Ltd, for whom Hargreave
Hale Ltd manages the portfolio of investments on a discretionary
basis.
Proxy Voting:
------------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------------- ---------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------------- ---------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------------- ---------------------------------
The change in the percentage
13. Additional information: of shares held is due entirely
to participation in the placing
by Defenx Plc, the shares
from which were admitted
to AIM on 27/10/2016.
------------------------------------------------------------------- ---------------------------------
14. Contact name: David Clueit,
Hargreave Hale Ltd
------------------------------------------------------------------- ---------------------------------
15. Contact telephone number: 01253 754739
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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