Dolphin Capital Investors Limited Holding(s) in Company (3706Y)
March 02 2017 - 7:20AM
UK Regulatory
TIDMDCI
RNS Number : 3706Y
Dolphin Capital Investors Limited
02 March 2017
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------------------------------------------------------
1. Identity of the issuer or DOLPHIN CAPITAL INVESTORS
the underlying issuer LIMITED
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- ---------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
--------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------- -----------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------- -----------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------- -----------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------------- -----------------------------
Other (please
specify):
--------------------------------------------------------- -------- -----------------------------
3. Full name of person(s) Progressive Capital Partners
subject to the notification Ltd
obligation: (iii)
----------------------------------------------------------- -------------------------------------
4. Full name of shareholder(s) Progressive Opportunities
(if different from 3.):(iv) Fund
----------------------------------------------------------- -------------------------------------
5. Date of the transaction Trade date: 28.02.2017
and date on which the threshold Settlement date: 02.03.2017
is crossed or reached: (v)
----------------------------------------------------------- -------------------------------------
6. Date on which issuer 01.03.2017
notified:
----------------------------------------------------------- -------------------------------------
7. Threshold(s) that is/are Below 5%
crossed or reached: (vi,
vii)
----------------------------------------------------------- -------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------ ----------------------------------- -------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------ ---------------- ----------------- -------------- ------------------------ -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------ ------------ ------------- -------------- --------- ------------- ------------ -----------
VGG
2803G1028 6'408'066 6'408'066 49'787'814 5.5%
---------------- ----------------- -------------- --------- ------------- ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
---------------- -------------- --------------------------------- -------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
-------------- -------------- --------------- ---------------- -------------------------- -----------------------
Nominal Delta
-------------- -------------- --------------- ---------------- -------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------- -----------------------------------------------------------------
49'787'814 5.5%
--------------------------------------------------- -----------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------------------------
Progressive Capital Partners Ltd, investment manager
of:
Fund No. of voting rights / shares
Qualitium Fund of Hedge Funds 38'379'748
Progressive Opportunities Fund 11'408'066
Proxy Voting:
----------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
------------------------------------------------------- -------------------------------
11. Number of voting rights proxy N/A
holder will cease
to hold:
------------------------------------------------------- -------------------------------
12. Date on which proxy holder will N/A
cease to hold
voting rights:
------------------------------------------------------- -------------------------------
13. Additional information: N/A
------------------------------------------------------- -------------------------------
14. Contact name: Daniel von Allmen, Progressive
Capital Partners
------------------------------------------------------- -------------------------------
15. Contact telephone number: +41 41 561 40 80
------------------------------------------------------- -------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLJTMTTMBBMBFR
(END) Dow Jones Newswires
March 02, 2017 07:20 ET (12:20 GMT)
Dci Advisors (LSE:DCI)
Historical Stock Chart
From Apr 2024 to May 2024
Dci Advisors (LSE:DCI)
Historical Stock Chart
From May 2023 to May 2024
