TIDMCZA
RNS Number : 5824U
Coal of Africa Limited
03 December 2013
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98,
01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05,
01/08/12, 04/03/13
Name of entity
Coal of Africa Limited
----------------------
ABN
98 008 905 388
--------------
We (the entity) give ASX the following information.
Part 1 -- All issues
You must complete the relevant sections (attach sheets if there
is not enough space).
1 +Class of +securities Unlisted Options
issued or to be
issued
2 Number of +securities Total of 8,057,928
issued or to be
issued (if known)
or maximum number
which may be issued
3 Principal terms 3,932,928 Options exercisable
of the +securities on or before 30 June
(e.g. if options, 2017 at an exercise price
exercise price of ZAR1.75 with two thirds
and expiry date; vesting immediately and
if partly paid one third vesting on
+securities, the 1 July 2014.
amount outstanding 4,125,000 Options exercisable
and due dates in three instalments
for payment; if of 1,375,000 options
+convertible securities, on each of 1 June 2014,
the conversion 1 June 2015 and 1 June
price and dates 2016 at an exercise price
for conversion) of ZAR2.0. The expiry
date for the options
is 1 June 2018.
-------------------------------
4 Do the +securities No
rank equally in Options over unissued
all respects from shares may only be exercised
the +issue date in accordance with their
with an existing terms and conditions.
+class of quoted Upon conversion of the
+securities? options to shares, the
shares will rank with
If the additional existing shares.
+securities do
not rank equally,
please state:
* the date from which they do
* the extent to which they participate for the next
dividend, (in the case of a trust, distribution) or
interest payment
* the extent to which they do not rank equally, other
than in relation to the next dividend, distribution
or interest payment
---------------------------------
5 Issue price or Nil
consideration
---------------------------------
Purpose of the Options granted to employees
issue pursuant to the Company's
6 (If issued as Employee Share Option
consideration Plan approved by shareholders
for the acquisition at the Company's Annual
of assets, clearly General Meeting held
identify those on 22 November 2013.
assets)
----------------------------------------------------
Is the entity No
an +eligible entity
6a that has obtained
security holder
approval under
rule 7.1A?
If Yes, complete
sections 6b -
6h in relation
to the +securities
the subject of
this Appendix
3B, and comply
with section 6i
----------------------------------------------------
The date the security N/A
holder resolution
6b under rule 7.1A
was passed
----------------------------------------------------
Number of +securities N/A
issued without
6c security holder
approval under
rule 7.1
----------------------------------------------------
Number of +securities N/A
issued with security
6d holder approval
under rule 7.1A
----------------------------------------------------
Number of +securities N/A
issued with security
6e holder approval
under rule 7.3,
or another specific
security holder
approval (specify
date of meeting)
----------------------------------------------------
Number of +securities N/A
issued under an
6f exception in rule
7.2
----------------------------------------------------
If +securities N/A
issued under rule
6g 7.1A, was issue
price at least
75% of 15 day
VWAP as calculated
under rule 7.1A.3?
Include the +issue
date and both
values. Include
the source of
the VWAP calculation.
----------------------------------------------------
If +securities N/A
were issued under
6h rule 7.1A for
non-cash consideration,
state date on
which valuation
of consideration
was released to
ASX Market Announcements
----------------------------------------------------
Calculate the N/A
entity's remaining
6i issue capacity
under rule 7.1
and rule 7.1A
- complete Annexure
1 and release
to ASX Market
Announcements
----------------------------------------------------
7 +Issue dates 3 December 2013
Note: The issue
date may be prescribed
by ASX (refer
to the definition
of issue date
in rule 19.12).
For example, the
issue date for
a pro rata entitlement
issue must comply
with the applicable
timetable in Appendix
7A.
Cross reference:
item 33 of Appendix
3B.
Number +Class
------------------------------- -------------------
Number and +class
of all +securities
quoted on ASX
(including the
+securities in Fully paid
8 section 2 if applicable) 1,048,368,613 ordinary shares
------------------------------- -------------------
Number +Class
----------- ---------------------
Class K Options
exercisable at
A$1.90 on or
before 30 June
2014
Option to subscribe
for 50 million
ordinary shares
for 60 pence
each between
1 November 2010
and 1 November
2014, as approved
by shareholders
on 22 April 2010
818,500 Class J Options
exercisable at
A$2.74 on or
before 30 November
1 2014
ESOP Options
exercisable at
A$1.40 on or
before 30 September
2015
3,000,000 Class C Options
exercisable at
A$1.20 on or
before 9 November
1,441,061 2015
Class L Options
exercisable at
2,500,000 25 pence on or
before 30 November
Number and +class 2015
of all +securities
not quoted on 3,500,000 ESOP Options
ASX (including exercisable at
the +securities ZAR7.60 on or
in section 2 if before 14 February
9 applicable) 2,670,000 2017
----------- ---------------------
10 Dividend policy Not applicable
(in the case of
a trust, distribution
policy) on the
increased capital
(interests)
----------------------------------
Part 2 - Deleted Not Applicable
Part 3 -- Quotation of securities
You need only complete this section if you are applying for
quotation of securities
34 Type of +securities
(tick one)
(a) +Securities described in Part 1
(b) All other +securities
Example: restricted securities at the
end of the escrowed period, partly
paid securities that become fully paid,
employee incentive share securities
when restriction ends, securities issued
on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you
are providing the information
or documents
35 If the +securities are +equity securities,
the names of the 20 largest holders
of the additional +securities, and
the number and percentage of additional
+securities held by those holders
36 If the +securities are +equity securities,
a distribution schedule of the additional
+securities setting out the number
of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional
+securities
Entities that have ticked box 34(b)
38 Number of +securities N/A
for which +quotation
is sought
39 +Class of +securities N/A
for which quotation
is sought
---------
40 Do the +securities N/A
rank equally in
all respects from
the +issue date
with an existing
+class of quoted
+securities?
If the additional
+securities do
not rank equally,
please state:
* the date from which they do
* the extent to which they participate for the next
dividend, (in the case of a trust, distribution) or
interest payment
* the extent to which they do not rank equally, other
than in relation to the next dividend, distribution
or interest payment
41 Reason for request N/A
for quotation
now
Example: In the
case of restricted
securities, end
of restriction
period
(if issued upon
conversion of
another +security,
clearly identify
that other +security)
---------
Number +Class
------- ---------
42 Number and +class N/A N/A
of all +securities
quoted on ASX
(including the
+securities in
clause 38)
------- ---------
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute
discretion. ASX may quote the +securities on any conditions it
decides.
2 We warrant the following to ASX.
-- The issue of the +securities to be quoted complies with the
law and is not for an illegal purpose.
-- There is no reason why those +securities should not be granted +quotation.
-- An offer of the (+) securities for sale within 12 months
after their issue will not require disclosure under section 707(3)
or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from
subscribers for the securities in order to be able to give this
warranty
-- Section 724 or section 1016E of the Corporations Act does not
apply to any applications received by us in relation to any
+securities to be quoted and that no-one has any right to return
any +securities to be quoted under sections 737, 738 or 1016F of
the Corporations Act at the time that we request that the
+securities be quoted.
-- If we are a trust, we warrant that no person has the right to
return the +securities to be quoted under section 1019B of the
Corporations Act at the time that we request that the +securities
be quoted.
3 We will indemnify ASX to the fullest extent permitted by law
in respect of any claim, action or expense arising from or
connected with any breach of the warranties in this agreement.
4 We give ASX the information and documents required by this
form. If any information or document is not available now, we will
give it to ASX before +quotation of the +securities begins. We
acknowledge that ASX is relying on the information and documents.
We warrant that they are (will be) true and complete.
Sign here:
............................................................ Date:
3 December 2013
(Director/Company secretary)
Print name: Tony Bevan
== == == == ==
Appendix 3B - Annexure 1
DELETED - NOT APPLICABLE
This information is provided by RNS
The company news service from the London Stock Exchange
END
RDSEADADELKDFFF
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