Capricorn Energy PLC Holding(s) in Company (6742P)
October 10 2023 - 10:20AM
UK Regulatory
TIDMCNE
RNS Number : 6742P
Capricorn Energy PLC
10 October 2023
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BRJ7R218
Issuer Name
CAPRICORN ENERGY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
Palliser Capital (UK) Ltd
City of registered office (if applicable)
London
Country of registered office (if applicable)
United Kingdom
4. Details of the shareholder
Name City of registered office Country of registered office
Palliser Capital Master Fund Ltd George Town Cayman Islands
=========================== ==============================
5. Date on which the threshold was crossed or reached
06-Oct-2023
6. Date on which Issuer notified
09-Oct-2023
7. Total positions of person(s) subject to the notification
obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights held
(total of 8.A) instruments (total in issuer
of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold
was crossed or
reached 7.800000 2.350000 10.150000 9673096
====================== ====================== ====================== ======================
Position of
previous
notification (if
applicable)
====================== ====================== ====================== ======================
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares Number of direct Number of indirect % of direct voting % of indirect voting
ISIN code(if possible) voting rights (DTR5.1) voting rights rights (DTR5.1) rights (DTR5.2.1)
(DTR5.2.1)
GB00BRJ7R218 7431767 7.800000
====================== ====================== ====================== ======================
Sub Total 8.A 7431767 7.800000%
============================================== ==============================================
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial Expiration date Exercise/conversion period Number of voting rights % of voting rights
instrument that may be acquired if
the instrument is
exercised/converted
Sub Total 8.B1
=========================================== ========================= ==================
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of financial Expiration date Exercise/conversion Physical or cash Number of voting % of voting rights
instrument period settlement rights
Swap Cash 2241329 2.350000
================ ================== ==================
Sub Total 8.B2 2241329 2.350000%
================== ==================
9. Information in relation to the person subject to the
notification obligation
2. Full chain of controlled undertakings through which the
voting rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
Ultimate controlling Name of controlled % of voting rights if % of voting rights Total of both if it
person undertaking it equals or is through financial equals or is higher
higher than the instruments if it than the notifiable
notifiable threshold equals or is higher threshold
than the notifiable
threshold
James Nicholas Pensive Dragon
Barrie Smith Limited 7.800000 2.350000 10.150000%
======================= ===================== ===================== ======================
Pensive Dragon Palliser Capital
Limited (UK) Ltd 7.800000 2.350000 10.150000%
======================= ===================== ===================== ======================
Palliser Capital (UK) Ltd 7.800000 2.350000 10.150000%
===================== ===================== ======================
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
09-Oct-2023
13. Place Of Completion
London
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END
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